SLR Investment (SLRC) executive Kajee acquired 5,782.29 shares

Insider transactions reported

Shiraz Kajee (executive at SLR Investment Corp., SLRC) reported that they acquired 5,782.29 shares, and returned to the company 5,782.29 shares on Mar 13, 2026. After these transactions the filing shows 7,500 shares held directly.

Reporting person

Kajee Shiraz

Options and other derivatives

Holdings before and after

• Common Stock: 7,470 to 7,500 direct
• Restricted Stock Units: 11,564.5701 to 13,899.6434 direct

Footnotes from the filing

1. 1. Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an employee benefit plan sponsored by the issuer for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
2. 2. Restricted stock units ( RSUs ) with respect to 5,782.2850 shares granted to Mr. Kajee on March 13, 2024 settled in cash on March 13, 2026. RSUs may be settled in shares of common stock of SLR Investment Corp. (the Issuer ) or the cash value thereof on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the Solar Capital Partners Employee Stock Plan, LLC (the SCP Plan ) administrators. Settlements relate to the 2024 grant of RSUs and the holdings relate to the remaining portion of the 2024 RSU grant.
3. 3. On March 13, 2026, the Board of Directors (the Board ) of the Issuer granted 13,899.6434 RSUs to Mr. Kajee. Shares of the common stock of the Issuer underlying the RSUs are scheduled to vest in installments of 50% on the latter of March 1, 2028 and the date of the opening of the trading window and 50% on the latter of March 1, 2029 and the date of the opening of the trading window. Upon settlement, the RSUs will become payable on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the SCP Plan administrators.

Transaction codes in this filing

Exercise or conversion of a derivative:

Code M marks the exercise or conversion of an option or other derivative under an exempt plan.

Sale back to the company:

Code D marks a disposition back to the company under an exempt plan, as opposed to a sale in the market.

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