Sema4 Holdings (SMFR) director Ruch acquired 129 shares

Insider transactions reported

Joshua Ruch (director at Sema4 Holdings Corp., SMFR) reported that they acquired 129 shares on Oct 15, 2023. After these transactions the filing shows 2,025 shares held directly.

Reporting person

Ruch Joshua

Options and other derivatives

Holdings before and after

• Class A Common Stock: 1,896 to 2,025 direct
• Restricted Stock Unit: 259 to 130 direct

Other positions listed

• Class A Common Stock: 14,844 indirect, By Kariba LLC
• Class A Common Stock: 30,137 indirect, By RUGU2 LLC
• Class A Common Stock: 149,283 indirect, By VAAL Investment Partners Q9 LP

Footnotes from the filing

1. 1. Each restricted stock unit ( RSU ) represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
2. 2. Mr. Ruch is (i) a managing member of the managing member of the general partner of Vaal Investment Partners Q9 LP ( Q9 ), (ii) a managing member of RUGU2 LLC ( RUGU2 ) and (iii) a managing member of Kariba LLC ( Kariba ). As such, Mr. Ruch exercises voting and investment power with respect to the shares owned by Q9, RUGU2 and Kariba. Mr. Ruch disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
3. 3. The RSUs will vest in equal annual installments over the three-year period following the grant date of October 15, 2021, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

Transaction codes in this filing

Exercise or conversion of a derivative:

Code M marks the exercise or conversion of an option or other derivative under an exempt plan.

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