DPW Holdings (DPW) executive Ault bought 170,000 shares for $296K at an average $1.74
Insider transactions reported
Milton C Ault III (executive at DPW Holdings, Inc., DPW) reported that they bought 170,000 shares for $296K at an average $1.74 between Dec 8, 2021 and Dec 9, 2021. After these transactions the filing shows 6,100,000 shares held indirectly (By Ault Alpha LP).
- Reporting person
- Ault Milton C Iii
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Dec 8, 2021 | Open-market purchase (P) | Common Stock1, 2 | +120,000 | $1.77 | $212K | 6,050,000 indirect |
| Dec 9, 2021 | Open-market purchase (P) | Common Stock2 | +50,000 | $1.67 | $83.5K | 6,100,000 indirect |
Holdings before and after
- Common Stock: 5,930,000 to 6,100,000 indirect, By Ault Alpha LP
Other positions listed
- Common Stock: 154,125 direct
- Common Stock: 1,658,916 indirect, By Ault & Company, Inc.
- Common Stock: 3,408 indirect, By Philou Ventures, LLC
Footnotes from the filing
- 1. The common stock was purchased by Ault Alpha LP ( Ault Alpha ) in open market transactions on the transaction date, with a volume weighted average purchase price of $1.7696. The range of purchase prices on the transaction date was $1.7606 to $1.7714 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- 2. Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ( Ault GP ) and Ault Capital Management LLC ( AC Management ). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
- 3. Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ( Ault & Co. ) and is deemed to beneficially own the shares held by Ault & Co.
- 4. Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.
Transaction codes in this filing
- Open-market purchase:
- Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
FAQ
What did Ault report in this DPW Form 4?
Milton C Ault III (executive at DPW Holdings, Inc., DPW) reported that they bought 170,000 shares for $296K at an average $1.74 between Dec 8, 2021 and Dec 9, 2021. After these transactions the filing shows 6,100,000 shares held indirectly (By Ault Alpha LP).
How many DPW shares does Ault hold after this filing?
The filing shows 6,100,000 shares held indirectly (By Ault Alpha LP) after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code P mean on an SEC Form 4?
Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
Historical context for DPW
Earlier insider filings at DPW
- Dec 8, 2021SEC Form 4: Ault Milton C Iii bought $166,720 worth of shares (100,000 units at $1.67)
- Dec 7, 2021SEC Form 4: Ash Howard sold $28,080 worth of shares (18,000 units at $1.56) as part of a pre-agreed trading plan, decreasing direct ownership by 25% to 55,000 units
- Dec 3, 2021SEC Form 4: Horne William B. converted options into 1,250 shares, increasing direct ownership by 0.92% to 136,639 units
- Dec 3, 2021SEC Form 4: Ault Milton C Iii converted options into 1,250 shares and bought $677,125 worth of shares (428,000 units at $1.58), increasing direct ownership by 3% to 154,125 units
- Dec 3, 2021SEC Form 4: Nisser Henry Carl converted options into 6,250 shares, increasing direct ownership by 5% to 139,583 units
- Market cap
- 30-day
- Sector
- Capital Goods
- Industry
- Industrial Machinery/Components
- Listed since
- n/a
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