Kaival Brands Innovations Group (KAVL) CEO Mosser received 3,000,000 shares

Insider transactions reported

Eric Mosser (CEO at Kaival Brands Innovations Group Inc., KAVL) reported that they received 3,000,000 shares on Mar 31, 2026. After these transactions the filing shows 3,000,000 shares held directly.

Reporting person

Mosser Eric

Role

CEO

Options and other derivatives

Holdings before and after

• Common Stock: 0 to 3,000,000 direct
• Stock Options (right to buy): 0 to 586,060 direct

Footnotes from the filing

1. 1. The reported transaction involved the Reporting Person's receipt of a restricted stock award for 3,000,000 shares of the Issuer's common Stock (the RSA ). The RSA was granted pursuant to the applicable award agreement dated March 31, 2026, under the Issuer's Amended and Restated 2020 Stock and Incentive Compensation Plan. The RSA represents a contingent right to receive 3,000,000 shares of the Issuer's common stock. Of the 3,000,000 RSAs, 600,000 vests immediately and the remaining 2,400,000 vest in equal quarterly installments of 200,000 shares at the end of each fiscal quarter over the next 12 quarters, subject to continued service.
2. 2. The reported transaction involved the Reporting Person's receipt of a non-qualified stock option to purchase 3,000,000 shares of the Issuer's common stock. The option was granted pursuant to the applicable award agreement dated March 31, 2026, under the Issuer's Amended and Restated 2020 Stock and Incentive Compensation Plan.
3. 3. Of the 3,000,000 non-qualified stock options, 600,000 vest and became exercisable immediately and the remaining 2,400,000 shall vest and become exercisable in equal quarterly installments of 200,000 options at the end of each fiscal quarter over the next 12 quarters, subject to continued service.
4. 5. Of the 586,060 non-qualified stock options, 25% vest and became exercisable immediately and the remaining 75% shall vest and become exercisable in quarterly installments over next three fiscal quarters, subject to continued service.

Transaction codes in this filing

Grant or award:

Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.

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