Rotor Acquisition (ROT) director Finn received 142,500 shares

Insider transactions reported

Brian D Finn (director at Rotor Acquisition Corp., ROT) reported that they received 142,500 shares on Sep 24, 2021. After these transactions the filing shows 12,500 shares held indirectly (See footnote).

Reporting person

Finn Brian D

Holdings before and after

• Common Stock: 241,473 to 12,500 indirect, See footnote

Other positions listed

• Common Stock: 8,942,957 indirect, See footnote

Footnotes from the filing

1. 1. On April 5, 2021, the issuer entered into subscription agreements with certain investors (the PIPE Investors ) pursuant to which the PIPE Investors agreed to purchase shares of the issuer's common stock for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Agreement and Plan of Merger, dated as of April 5, 2021, as amended on August 28, 2021, by and among Sarcos Corp., Rotor Merger Sub Corp. and Rotor Acquisition Corp. (the Business Combination ). As one of the PIPE Investors, on September 24, 2021, Marstar Investments LLC ( Marstar ) acquired 130,000 shares of the issuer's common stock for $10.00 per share. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares that will be directly held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
2. 2. On April 5, 2021, the issuer entered into subscription agreements with certain PIPE Investors pursuant to which the PIPE Investors agreed to purchase shares of the issuer's common stock for $10.00 per share in connection with, and conditioned upon, the substantially concurrent consummation of certain transactions, including the Business Combination. As one of the PIPE Investors, on September 24, 2021, Gee Jay LLC ( Gee Jay ) acquired 12,500 shares of the issuer's common stock for $10.00 per share. Mr. Finn is the trustee of the Gee Jay. Mr. Finn disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
3. 3. Represents shares held by Rotor-Sarcos LLC ( Rotor-Sarcos ). Mr. Finn has shared control of Rotor-Sarcos. As such, has shared voting and dispositive power over the shares owned by Rotor-Sarcos. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Transaction codes in this filing

Grant or award:

Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.

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