Codiak BioSciences (CDAK) director Gillis bought 5,000,000 shares

Insider transactions reported

Steven Gillis (director at Codiak BioSciences Inc., CDAK) reported that they bought 5,000,000 shares on Sep 13, 2022. After these transactions the filing shows 7,503,903 shares held indirectly (See footnotes).

Reporting person

Gillis Steven

Options and other derivatives

Holdings before and after

• Common Stock: 2,503,903 to 7,503,903 indirect, See footnotes
• Warrant (Right to Buy): 0 to 5,000,000 indirect, See footnotes

Other positions listed

• Common Stock: 10,250 direct

Footnotes from the filing

1. 1. Shares purchased in a private investment in public equity transaction on September 13, 2022. Accompanying the Common Stock is one Series A Warrant to purchase one share of common stock at an exercise price of $1.875 per share.
2. 2. Shares and warrants held by ARCH Venture Fund VIII, L.P. ( ARCH Fund VIII ). The sole general partner of ARCH Fund VIII is ARCH Venture Partners VIII, L.P. ( ARCH Partners VIII ), which may be deemed to beneficially own the shares and warrants held by ARCH Fund VIII. The sole general partner of ARCH Partners VIII is ARCH Venture Partners VIII, LLC ( ARCH VIII LLC ), which may be deemed to beneficially own the shares and warrants held by ARCH Fund VIII. ARCH Partners VIII and ARCH VIII LLC disclaim beneficial ownership of such shares and warrants, except to the extent of any pecuniary interest therein. The managing directors of ARCH VIII LLC are Keith L. Crandell, Clinton Bybee and Robert Nelsen, and they may be deemed to beneficially own the shares and warrants held by ARCH Fund VIII. Messrs. Crandell, Bybee and Nelsen disclaim beneficial ownership of such shares and warrants, except to the extent of any pecuniary interest therein.
3. 3. The Reporting Person is a managing director at ARCH Partners VIII and owns an interest in ARCH Partners VIII but does not have voting or investment control over the shares and warrants held by ARCH Fund VIII. The Reporting Person disclaims beneficial ownership of such shares and warrants, except to the extent of any pecuniary interest therein.

Transaction codes in this filing

Open-market purchase:

Code P marks a purchase in the open market or a private deal. The insider paid for these securities.

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