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Home Point Capital (HMPT) director Goodman returned to the company 12,964 shares

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Insider transactions reported

Laurie Goodman (director at Home Point Capital Inc, HMPT) reported that they returned to the company 12,964 shares on Aug 1, 2023. After these transactions the filing shows 0 shares held directly.

Reporting person
Goodman Laurie
Common stock and other non-derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Aug 1, 2023Sale back to the company (D)Common Stock1-12,964--0 direct

Options and other derivatives

Options and other derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Aug 1, 2023Sale back to the company (D)Restricted Stock UnitsOn 26,385 Common Stock2, 3-26,385--0 direct

Holdings before and after

  • Common Stock: 12,964 to 0 direct
  • Restricted Stock Units: 26,385 to 0 direct

Footnotes from the filing

  1. 1. Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc. (the Merger Agreement ), each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.
  2. 2. Pursuant to the Merger Agreement, each of these restricted stock units was automatically vested and cancelled in exchange for a lump sum cash payment of $2.33.
  3. 3. The reported securities were the Issuer's restricted stock units that were vested on the date of the first regularly scheduled meeting of the stockholders of the Issuer in fiscal year 2023 but for which the reporting person previously elected deferred settlement.

Transaction codes in this filing

Sale back to the company:
Code D marks a disposition back to the company under an exempt plan, as opposed to a sale in the market.

FAQ

What did Goodman report in this HMPT Form 4?

Laurie Goodman (director at Home Point Capital Inc, HMPT) reported that they returned to the company 12,964 shares on Aug 1, 2023. After these transactions the filing shows 0 shares held directly.

How many HMPT shares does Goodman hold after this filing?

The filing shows 0 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.

What does transaction code D mean on an SEC Form 4?

Code D marks a disposition back to the company under an exempt plan, as opposed to a sale in the market.

Historical context for HMPT

Earlier insider filings at HMPT

Quantisnow market dataNASDAQ
Home Point Capital Inc logo
HMPT
Home Point Capital Inc
Market cap
30-day
Sector
Finance
Industry
Finance: Consumer Services
Listed since
2021
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