Capstead Mortgage (CMO) director Goolsby returned to the company 72,695 shares

Insider transactions reported

Michelle P Goolsby (director at Capstead Mortgage Corporation, CMO) reported that they returned to the company 72,695 shares on Oct 19, 2021. After these transactions the filing shows 0 shares held directly.

Reporting person

Goolsby Michelle P

Holdings before and after

• Common Stock: 72,695 to 0 direct

Footnotes from the filing

1. 1. On October 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of July 25, 2021, and as amended by that certain First Amendment to Agreement and Plan of Merger, dated as of September 22, 2021 (as amended, the Merger Agreement ), by and among Franklin BSP Realty Trust, Inc. ( FBRT ), Rodeo Sub I, LLC, a wholly owned subsidiary of FBRT ( Merger Sub ), the Issuer and Benefit Street Partners L.L.C., FBRT's external manager ( BSP ), the Issuer merged with and into Merger Sub with Merger Sub surviving as the continuing company (the Merger ). Upon consummation of the Merger, each share of common stock of the Issuer was converted into the right to receive (i) from FBRT, 0.3288 newly-issued shares of common stock, par value $0.01 per share, of FBRT, (ii) from FBRT, $0.21 in cash and (iii) from BSP, $0.73 in cash.

Transaction codes in this filing

Sale back to the company:

Code D marks a disposition back to the company under an exempt plan, as opposed to a sale in the market.

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