Collectors Universe (CLCT) executive Orlando acquired 49,208 shares
Insider transactions reported
Joseph J Orlando (executive at Collectors Universe, Inc., CLCT) reported that they acquired 49,208 shares, and disposed of 94,337 shares at $92.00 on Feb 6, 2021. After these transactions the filing shows 0 shares held directly.
- Reporting person
- Orlando Joseph J
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Feb 6, 2021 | Exercise or conversion of a derivative (M) | Common Stock, par value $0.001 per share1 | +49,208 | - | - | 94,337 direct |
| Feb 6, 2021 | Tender of shares in a change of control (U) | Common Stock, par value $0.001 per share | -94,337 | $92.00 | $8.68M | 0 direct |
Holdings before and after
- Common Stock, par value $0.001 per share: 45,129 to 0 direct
Footnotes from the filing
- 1. Acquired upon the vesting of performance-contingent restricted stock units granted by the issuer to the reporting person under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended.
Transaction codes in this filing
- Exercise or conversion of a derivative:
- Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
FAQ
What did Orlando report in this CLCT Form 4?
Joseph J Orlando (executive at Collectors Universe, Inc., CLCT) reported that they acquired 49,208 shares, and disposed of 94,337 shares at $92.00 on Feb 6, 2021. After these transactions the filing shows 0 shares held directly.
How many CLCT shares does Orlando hold after this filing?
The filing shows 0 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code M mean on an SEC Form 4?
Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
Historical context for CLCT
Earlier insider filings at CLCT
- Feb 8, 2021SEC Form 4: W Kate Duchene decreased ownership by 100% to 0 units
- Feb 8, 2021SEC Form 4: J Albert Moyer decreased ownership by 100% to 0 units
- Feb 8, 2021SEC Form 4: A Bruce Stevens decreased ownership by 100% to 0 units
- Feb 8, 2021SEC Form 4: Lorraine Bardeen decreased ownership by 100% to 0 units
- Feb 8, 2021SEC Form 4: Leuer Jennifer Ramus decreased ownership by 100% to 0 units
- Market cap
- 30-day
- Sector
- Miscellaneous
- Industry
- Business Services
- Listed since
- 1999
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