Apollo Global Management Inc. (New) (APO) executive Kleinman received 11,835 shares

Insider transactions reported

Scott Kleinman (executive at Apollo Global Management Inc. (New), APO) reported that they received 11,835 shares on Aug 16, 2023. After these transactions the filing shows 13,421 shares held indirectly (Heathcote Capital Partners LP).

Reporting person

Kleinman Scott

Holdings before and after

• Common Stock: 1,586 to 13,421 indirect, Heathcote Capital Partners LP

Other positions listed

• Common Stock: 4,868,358 direct
• Common Stock: 440,364 indirect, KRT Investments IX LLC
• Common Stock: 417,335 indirect, HCM APO Series LLC, Series A
• Common Stock: 27,408 indirect, HCM APO Series LLC, Series B
• Common Stock: 142,987 indirect, HCM APO Series LLC, Series C
• Common Stock: 702,496 indirect, The Kleinman Children's Trust
• Common Stock: 9,391 indirect, KRT Investments LLC
• Common Stock: 4,584 indirect, KRT Investments VII LLC
• Common Stock: 1,806,086 indirect, KRT Delaware LLC
• Common Stock: 77,335 indirect, The Kleinman Descendant's GST-Exempt Trust

Footnotes from the filing

1. 1. Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.
2. 2. Held by Heathcote Capital Partners LP, a vehicle directly and indirectly owned by the reporting person, his spouse and certain family trusts and over which the reporting person exercises voting and investment control.
3. 3. Reported amount includes 4,652,781 vested and unvested restricted stock units ( RSUs ) granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
4. 4. Held by KRT Investments IX LLC ( Investments IX ). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.
5. 5. Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
6. 6. Held by HCM APO Series LLC, Series B, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
7. 7. Held by HCM APO Series LLC, Series C, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
8. 8. Held by The Kleinman Children's Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
9. 9. Held by KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
10. 10. Held by KRT Investments VII LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
11. 11. Held by KRT Delaware LLC, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.
12. 12. Held by The Kleinman Descendant's GST-Exempt Trust, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Transaction codes in this filing

Grant or award:

Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.

FAQ