Cowen (COWN) executive Littman gave up 1,193 shares at $36.44 to cover taxes or an exercise price
Insider transactions reported
Owen S Littman (executive at Cowen Inc., COWN) reported that they gave up 1,193 shares at $36.44 to cover taxes or an exercise price on Sep 1, 2021. After these transactions the filing shows 190,384 shares held directly.
- Reporting person
- Littman Owen S
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Sep 1, 2021 | Shares withheld for taxes or exercise price (F) | Class A Common Stock1 | -1,193 | $36.44 | $43.5K | 190,384 direct |
Holdings before and after
- Class A Common Stock: 191,577 to 190,384 direct
Footnotes from the filing
- 1. Represents shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations upon the vesting of restricted stock, in accordance with the terms of the related grant agreement, which was approved by the board of directors of the Issuer in accordance with Rule 16b-3 promulgated under the Securities Exchange Act of 1934.
Transaction codes in this filing
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Littman report in this COWN Form 4?
Owen S Littman (executive at Cowen Inc., COWN) reported that they gave up 1,193 shares at $36.44 to cover taxes or an exercise price on Sep 1, 2021. After these transactions the filing shows 190,384 shares held directly.
How many COWN shares does Littman hold after this filing?
The filing shows 190,384 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code F mean on an SEC Form 4?
Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
Historical context for COWN
Earlier insider filings at COWN
- Sep 2, 2021SEC Form 4: Lasota Stephen covered exercise/tax liability with 1,139 units of Class A Common Stock, decreasing direct ownership by 0.48% to 236,024 units (withholding obligation)
- Sep 2, 2021SEC Form 4: Holmes John J covered exercise/tax liability with 1,292 units of Class A Common Stock, decreasing direct ownership by 0.63% to 205,162 units (tax withholding)
- Jul 29, 2021SEC Form 4: SOLOMON JEFFREY M sold $114,720 worth of Class A Common Stock (2,868 units at $40.00), decreasing direct ownership by 0.31% to 915,099 units
- Jul 29, 2021SEC Form 4: Holmes John J sold $57,360 worth of Class A Common Stock (1,434 units at $40.00), decreasing direct ownership by 0.69% to 206,454 units
- Jul 29, 2021SEC Form 4: Lasota Stephen sold $57,320 worth of Class A Common Stock (1,433 units at $40.00), decreasing direct ownership by 0.60% to 237,163 units
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Investment Bankers/Brokers/Service
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