PhenixFIN (PFX) executive Lorber bought 1,875 shares for $72.1K at $38.46
Insider transactions reported
David A Lorber (executive at PhenixFIN Corporation, PFX) reported that they bought 1,875 shares for $72.1K at $38.46 on Feb 21, 2023. After these transactions the filing shows 90,557 shares held directly and 94,620 shares held directly.
- Reporting person
- Lorber David A
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Feb 21, 2023 | Open-market purchase (P) | Common Stock, $0.001 par value1 | +1,875 | $38.46 | $72.1K | 90,557 direct |
| Feb 21, 2023 | Open-market purchase (P) | Common Stock, $0.01 par value2 | +4,063 | $37.69 | $153K | 94,620 direct |
Holdings before and after
- Common Stock, $0.001 par value: 88,682 to 90,557 direct
- Common Stock, $0.01 par value: 90,557 to 94,620 direct
Other positions listed
- Common Stock, $0.001 par value: 2,440 indirect, By spouse
- Common Stock, $0.001 par value: 81,662.416 indirect, By FrontFour Master Fund, Ltd.
Footnotes from the filing
- 1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.40 to $38.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- 3. Shares owned directly by FrontFour Master Fund, Ltd. ( FrontFour Master Fund ) and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.
Transaction codes in this filing
- Open-market purchase:
- Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
FAQ
What did Lorber report in this PFX Form 4?
David A Lorber (executive at PhenixFIN Corporation, PFX) reported that they bought 1,875 shares for $72.1K at $38.46 on Feb 21, 2023. After these transactions the filing shows 90,557 shares held directly and 94,620 shares held directly.
How many PFX shares does Lorber hold after this filing?
The filing shows 90,557 shares held directly, 94,620 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code P mean on an SEC Form 4?
Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
Historical context for PFX
Earlier insider filings at PFX
- Feb 24, 2023SEC Form 4: Amster Howard bought $463,533 worth of shares (12,109 units at $38.28)
- Feb 15, 2023SEC Form 4: Lorber David A bought $110,841 worth of shares (3,063 units at $36.19), increasing direct ownership by 4% to 88,682 units
- Dec 29, 2022SEC Form 4: Lorber David A bought $102,905 worth of shares (2,975 units at $34.59), increasing direct ownership by 4% to 85,619 units
- Dec 23, 2022SEC Form 4: Lorber David A bought $35,114 worth of shares (1,025 units at $34.26), increasing direct ownership by 1% to 82,644 units
- Sep 29, 2022SEC Form 4: Mcmillan Ellida bought $2,181 worth of shares (61 units at $35.75), increasing direct ownership by 9% to 761 units
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Finance: Consumer Services
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