Oaktree Specialty Lending (OCSL) 10% owner Tannenbaum sold 100 shares for $625 at $6.25
Insider transactions reported
Leonard M Tannenbaum (10% owner at Oaktree Specialty Lending Corporation, OCSL) reported that they sold 100 shares for $625 at $6.25 on Mar 18, 2021. After these transactions the filing shows 15,093,275 shares held directly.
- Reporting person
- Tannenbaum Leonard M
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Mar 18, 2021 | Open-market sale (S) | Common Stock | -100 | $6.25 | $625 | 15,093,275 direct |
Holdings before and after
- Common Stock: 15,093,375 to 15,093,275 direct
Other positions listed
- Common Stock: 1,012,751 indirect, Trust
Footnotes from the filing
- 1. These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which James Castro-Blanco is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Transaction codes in this filing
- Open-market sale:
- Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
FAQ
What did Tannenbaum report in this OCSL Form 4?
Leonard M Tannenbaum (10% owner at Oaktree Specialty Lending Corporation, OCSL) reported that they sold 100 shares for $625 at $6.25 on Mar 18, 2021. After these transactions the filing shows 15,093,275 shares held directly.
How many OCSL shares does Tannenbaum hold after this filing?
The filing shows 15,093,275 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
Was this OCSL insider sale made under a 10b5-1 plan?
The filing's footnotes do not mention a Rule 10b5-1 trading plan.
What does transaction code S mean on an SEC Form 4?
Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
Historical context for OCSL
Earlier insider filings at OCSL
- Mar 17, 2021SEC Form 4: M Leonard Tannenbaum sold $1,740,729 worth of Common Stock (277,050 units at $6.28), decreasing direct ownership by 2% to 15,093,375 units
- Mar 12, 2021SEC Form 4: M Leonard Tannenbaum sold $1,164,213 worth of Common Stock (186,008 units at $6.26), decreasing direct ownership by 1% to 15,370,425 units
- Mar 4, 2021SEC Form 4: M Leonard Tannenbaum sold $611,754 worth of Common Stock (97,987 units at $6.24), decreasing ownership by 90% to 1,556,433 units
- Mar 2, 2021SEC Form 4: M Leonard Tannenbaum sold $621,423 worth of Common Stock (100,379 units at $6.19), decreasing ownership by 0.64% to 15,654,420 units
- Feb 25, 2021SEC Form 4: M Leonard Tannenbaum sold $949,274 worth of Common Stock (154,798 units at $6.13), decreasing ownership by 0.97% to 15,754,799 units
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Finance: Consumer Services
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