Allegiance Bancshares (ABTX) director Robertson returned to the company 65,079 shares

Insider transactions reported

Fred S. Robertson (director at Allegiance Bancshares Inc., ABTX) reported that they returned to the company 65,079 shares between Sep 29, 2022 and Oct 1, 2022. After these transactions the filing shows 0 shares held directly and 0 shares held indirectly (Robertson Family Trust).

Reporting person

Robertson Fred S.

Holdings before and after

• Common Stock: 16,501 to 0 direct
• Common Stock: 48,578 to 0 indirect, Robertson Family Trust

Footnotes from the filing

1. 1. On October 1, 2022, pursuant to the Agreement and Plan of Merger (the Merger Agreement ), dated as of November 5, 2021, by and between CBTX, Inc. ( CBTX ) and Allegiance Bancshares, Inc. ( Allegiance ), Allegiance merged with and into CBTX, with CBTX as the surviving corporation (the Merger ). In connection with the Merger, each outstanding share of Allegiance common stock (including vested restricted stock awards), subject to certain limited exceptions, was converted into the right to receive 1.4184 shares of CBTX common stock (the exchange ratio ), with cash payable in lieu of any fractional share. In accordance with the reporting person's restricted stock award agreement, in connection with the Merger, 387 shares of restricted stock were forfeited as of the day prior to the closing date and the reporting person's remaining shares of restricted stock vested.
2. 2. In connection with the Merger, the reporting person received CBTX common stock in exchange for all of the reporting person's shares of Allegiance common stock (including the foregoing vested restricted stock awards), with cash received in lieu of a fractional share, in each case without interest.

Transaction codes in this filing

Sale back to the company:

Code D marks a disposition back to the company under an exempt plan, as opposed to a sale in the market.

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