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CVD Equipment (CVV) 10% owner Rosenbaum sold 1,200 shares for $5,400 at $4.50

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Insider transactions reported

Leonard A Rosenbaum (10% owner at CVD Equipment Corporation, CVV) reported that they sold 1,200 shares for $5,400 at $4.50 on Sep 22, 2021. After these transactions the filing shows 681,817 shares held directly.

Reporting person
Rosenbaum Leonard A
Common stock and other non-derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Sep 22, 2021Open-market sale (S)Common Stock-1,200$4.50$5,400681,817 direct

Holdings before and after

  • Common Stock: 683,017 to 681,817 direct

Transaction codes in this filing

Open-market sale:
Code S marks a sale in the open market or a private deal. The insider received cash for these securities.

FAQ

What did Rosenbaum report in this CVV Form 4?

Leonard A Rosenbaum (10% owner at CVD Equipment Corporation, CVV) reported that they sold 1,200 shares for $5,400 at $4.50 on Sep 22, 2021. After these transactions the filing shows 681,817 shares held directly.

How many CVV shares does Rosenbaum hold after this filing?

The filing shows 681,817 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.

Was this CVV insider sale made under a 10b5-1 plan?

The filing's footnotes do not mention a Rule 10b5-1 trading plan.

What does transaction code S mean on an SEC Form 4?

Code S marks a sale in the open market or a private deal. The insider received cash for these securities.

Historical context for CVV

Earlier insider filings at CVV

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CVV
CVD Equipment Corporation
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Technology
Industry
Industrial Machinery/Components
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