Surface Oncology (SURF) executive Ross sold 16,713 shares for $15.7K at $0.94
Insider transactions reported
Robert W. Ross (executive at Surface Oncology Inc., SURF) reported that they sold 16,713 shares for $15.7K at $0.94 on Aug 1, 2023. After these transactions the filing shows 83,193 shares held directly.
- Reporting person
- Ross Robert W.
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Aug 1, 2023 | Open-market sale (S) | Common Stock1 | -16,713 | $0.94 | $15.7K | 83,193 direct |
Holdings before and after
- Common Stock: 99,906 to 83,193 direct
Footnotes from the filing
- 1. Amount reported represents the number of shares sold by the reporting person to cover the tax withholding obligations in connection with the vesting of restricted stock units.
Transaction codes in this filing
- Open-market sale:
- Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
FAQ
What did Ross report in this SURF Form 4?
Robert W. Ross (executive at Surface Oncology Inc., SURF) reported that they sold 16,713 shares for $15.7K at $0.94 on Aug 1, 2023. After these transactions the filing shows 83,193 shares held directly.
How many SURF shares does Ross hold after this filing?
The filing shows 83,193 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
Was this SURF insider sale made under a 10b5-1 plan?
The filing's footnotes do not mention a Rule 10b5-1 trading plan.
What does transaction code S mean on an SEC Form 4?
Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
Historical context for SURF
Earlier insider filings at SURF
- Aug 12, 2023SEC Form 4: Oneill Alison sold $6,619 worth of shares (7,042 units at $0.94), decreasing direct ownership by 11% to 56,686 units
- Nov 4, 2022SEC Form 4 filed by Adams Chandra
- Aug 6, 2022SEC Form 4: Rath Henry C. sold $9,763 worth of shares (5,676 units at $1.72), decreasing direct ownership by 15% to 32,324 units (tax withholding)
- Aug 6, 2022SEC Form 4: Oneill Alison sold $7,676 worth of shares (4,463 units at $1.72), decreasing direct ownership by 7% to 63,728 units (withholding tax)
- Aug 6, 2022SEC Form 4: Fees Jessica sold $10,286 worth of shares (5,980 units at $1.72), decreasing direct ownership by 5% to 111,349 units (withholding tax)
- Market cap
- 30-day
- Sector
- Health Care
- Industry
- Biotechnology: Biological Products (No Diagnostic Substances)
- Listed since
- 2018
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