Athene Holding (ATH) director Rowan sold 88,849 shares for $6.01M at $67.66

Insider transactions reported

Marc J Rowan (director at Athene Holding Ltd., ATH) reported that they sold 88,849 shares for $6.01M at $67.66 on Aug 6, 2021. After these transactions the filing shows 5,410 shares held directly and 15,317 shares held indirectly (See Footnote).

Reporting person

Rowan Marc J

Holdings before and after

• Class A Common Shares: 5,937 to 5,410 direct
• Class A Common Shares: 474,412 to 15,317 indirect, See Footnote

Other positions listed

• Class A Common Shares: 681,075 indirect, See Footnote

Footnotes from the filing

1. 1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.26 to $67.96, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the Issuer ), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
2. 2. Includes Class A common shares, par value $0.001 (the Class A Shares ), of the Issuer that were previously held by AP Alternative Assets, L.P. and MJR Foundation AC LLC, that were distributed by each of them in an in-kind pro rata distribution without a change in pecuniary interest.
3. 3. By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person.
4. 4. By a family trust, an estate planning vehicle for which all investment and management decisions are made by its Trustees, which include the spouse of the reporting person.
5. 5. By another family trust, an estate planning vehicle for which all investment decisions are made at the direction of the reporting person.
6. 6. By MJRF AC Corporation, an entity for which voting and investment control are exercised by the reporting person.
7. 7. By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. The 681,075 Class A Shares were received in an in-kind contribution directly and indirectly by Mr. Rowan and entities and trusts in which he has a pecuniary interest without any change in pecuniary interest by Mr. Rowan or the entities or trusts that made such contribution.

Transaction codes in this filing

Open-market sale:

Code S marks a sale in the open market or a private deal. The insider received cash for these securities.

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