Golden Minerals (AUMN) executive Vogels received 1,580,000 shares
Insider transactions reported
Robert P Vogels (executive at Golden Minerals Company, AUMN) reported that they received 1,580,000 shares, and gave up 456,620 shares at $0.50 to cover taxes or an exercise price on Mar 31, 2022. After these transactions the filing shows 1,431,251 shares held directly.
- Reporting person
- Vogels Robert P
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Mar 31, 2022 | Grant or award (A) | Common Stock1, 2, 4 | +1,580,000 | $0.50 | $790K | 1,887,871 direct |
| Mar 31, 2022 | Shares withheld for taxes or exercise price (F) | Common Stock2, 3 | -456,620 | $0.50 | $228K | 1,431,251 direct |
Holdings before and after
- Common Stock: 307,871 to 1,431,251 direct
Footnotes from the filing
- 1. Reflects shares issued upon settlement of vested KELTIP Units in connection with the retirement of the reporting person.
- 2. The closing price of the issuer's common stock on the NYSE American on 03/31/2022, the date the shares of common stock were acquired and disposed of.
- 3. Shares surrendered to the Issuer for tax withholding to pay tax liability incurred by the receipt of securities issued in accordance with Rule 16b-3.
- 4. The Form 4 filed on 04/04/2022 erroneously reported a price of $0.52 in column 4. The purpose of this amendment is to correct the price in column 4.
Transaction codes in this filing
- Grant or award:
- Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Vogels report in this AUMN Form 4?
Robert P Vogels (executive at Golden Minerals Company, AUMN) reported that they received 1,580,000 shares, and gave up 456,620 shares at $0.50 to cover taxes or an exercise price on Mar 31, 2022. After these transactions the filing shows 1,431,251 shares held directly.
How many AUMN shares does Vogels hold after this filing?
The filing shows 1,431,251 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code A mean on an SEC Form 4?
Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.
Historical context for AUMN
Earlier insider filings at AUMN
- Apr 4, 2022SEC Form 4: Vogels Robert P was granted 1,580,000 shares and covered exercise/tax liability with 456,620 shares, increasing direct ownership by 365% to 1,431,251 units to cover withholding tax
- Dec 13, 2021SEC Form 4 filed by Friedman Deborah J
- May 14, 2021SEC Form 4 filed by VOGELS ROBERT P
- May 14, 2021SEC Form 4 filed by Clevenger Jeffrey G
- May 14, 2021SEC Form 4 filed by Watkins David
- Market cap
- 30-day
- Sector
- Basic Materials
- Industry
- Precious Metals
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