AgeX Therapeutics (AGE) executive West acquired 3,125 shares
Insider transactions reported
Michael D West (executive at AgeX Therapeutics Inc., AGE) reported that they acquired 3,125 shares, and gave up 1,081 shares at $1.00 to cover taxes or an exercise price on Sep 11, 2021. After these transactions the filing shows 36,527 shares held directly.
- Reporting person
- West Michael D
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Sep 11, 2021 | Exercise or conversion of a derivative (M) | Common Stock, $0.0001 par value | +3,125 | - | - | 37,608 direct |
| Sep 11, 2021 | Shares withheld for taxes or exercise price (F) | Common Stock, $0.0001 par value1 | -1,081 | $1.00 | $1,078 | 36,527 direct |
Options and other derivatives
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Sep 11, 2021 | Exercise or conversion of a derivative (M) | Restricted Stock UnitsOn 3,125 Common Stock2 | -3,125 | - | - | 18,750 direct |
Holdings before and after
- Common Stock, $0.0001 par value: 34,483 to 36,527 direct
- Restricted Stock Units: 21,875 to 18,750 direct
Footnotes from the filing
- 1. Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4.
- 2. Restricted Stock Units vested on September 11, 2021.
Transaction codes in this filing
- Exercise or conversion of a derivative:
- Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did West report in this AGE Form 4?
Michael D West (executive at AgeX Therapeutics Inc., AGE) reported that they acquired 3,125 shares, and gave up 1,081 shares at $1.00 to cover taxes or an exercise price on Sep 11, 2021. After these transactions the filing shows 36,527 shares held directly.
How many AGE shares does West hold after this filing?
The filing shows 36,527 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code M mean on an SEC Form 4?
Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
Historical context for AGE
Earlier insider filings at AGE
- Jun 24, 2021SEC Form 4 filed by Bailey Gregory
- Jun 24, 2021SEC Form 4 filed by Jenkins Annalisa
- Jun 24, 2021SEC Form 4 filed by MAY MICHAEL H
- Jun 16, 2021SEC Form 4: WEST MICHAEL D converted options into 3,125 units of Common Stock and covered exercise/tax liability with 1,081 units of Common Stock, increasing direct ownership by 6% to 34,483 units
- Jun 9, 2021SEC Form 4 filed by AgeX Therapeutics, Inc.
- Market cap
- 30-day
- Sector
- Health Care
- Industry
- Biotechnology: Pharmaceutical Preparations
- Listed since
- 2018
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