Vivani Medical (VANI) director Williams bought 53,267 shares for $50K at an average $0.94

Insider transactions reported

Gregg Williams (director at Vivani Medical Inc., VANI) reported that they bought 53,267 shares for $50K at an average $0.94 between Sep 5, 2023 and Sep 7, 2023. After these transactions the filing shows 69,450 shares held directly.

Reporting person

Williams Gregg

Holdings before and after

• Common Stock: 16,183 to 69,450 direct

Other positions listed

• Common Stock: 13,677,308 indirect, See footnote

Footnotes from the filing

1. 1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the Issuer ), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
2. 2. In addition to the shares Mr. Williams purchased directly in his name on the open market Mr. Williams owns 13,677,308 shares indirectly as follows: (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.

Transaction codes in this filing

Open-market purchase:

Code P marks a purchase in the open market or a private deal. The insider paid for these securities.

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