Palatin Technologies (PTN) executive Wills disposed of 10,000 units
Insider transactions reported
Stephen T Wills (executive at Palatin Technologies Inc., PTN) reported that they disposed of 10,000 units on Dec 15, 2022. After these transactions the filing shows 371,321 units held directly and 365,321 units held directly.
- Reporting person
- Wills Stephen T
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Dec 15, 2022 | Other acquisition or disposition (J) | Stock Option granted 6/27/20131 | -10,000 | - | - | 371,321 direct |
| Dec 15, 2022 | Other acquisition or disposition (J) | Stock Option granted 6/25/20141 | -6,000 | - | - | 365,321 direct |
| Dec 15, 2022 | Other acquisition or disposition (J) | Stock Option granted 6/11/20151 | -10,800 | - | - | 354,521 direct |
| Dec 15, 2022 | Other acquisition or disposition (J) | Stock Option granted 9/7/20161 | -15,840 | - | - | 338,681 direct |
| Dec 15, 2022 | Other acquisition or disposition (J) | Stock Option granted 12/12/20171 | -37,900 | - | - | 300,781 direct |
| Dec 15, 2022 | Other acquisition or disposition (J) | Stock Option granted 6/26/20181 | -18,160 | - | - | 282,621 direct |
| Dec 15, 2022 | Other acquisition or disposition (J) | Stock Option granted 6/24/20191 | -25,520 | - | - | 257,101 direct |
Holdings before and after
- Stock Option granted 6/27/2013: 381,321 to 371,321 direct
- Stock Option granted 6/25/2014: 371,321 to 365,321 direct
- Stock Option granted 6/11/2015: 365,321 to 354,521 direct
- Stock Option granted 9/7/2016: 354,521 to 338,681 direct
- Stock Option granted 12/12/2017: 338,681 to 300,781 direct
- Stock Option granted 6/26/2018: 300,781 to 282,621 direct
- Stock Option granted 6/24/2019: 282,621 to 257,101 direct
Footnotes from the filing
- 1. The holder of stock options knowingly and voluntarily contributed such options to the 2011 Stock Incentive Plan (the Plan ), effective as of the Transaction Date, such that the options were terminated and cancelled without payment of any consideration by Issuer, and the holder has no further rights with respect to the options.
Transaction codes in this filing
- Other acquisition or disposition:
- Code J marks a transaction that fits no other code. The footnotes describe what happened.
FAQ
What did Wills report in this PTN Form 4?
Stephen T Wills (executive at Palatin Technologies Inc., PTN) reported that they disposed of 10,000 units on Dec 15, 2022. After these transactions the filing shows 371,321 units held directly and 365,321 units held directly.
How many PTN shares does Wills hold after this filing?
The filing shows 371,321 units held directly, 365,321 units held directly, 354,521 units held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code J mean on an SEC Form 4?
Code J marks a transaction that fits no other code. The footnotes describe what happened.
Historical context for PTN
Earlier insider filings at PTN
- Dec 17, 2022SEC Form 4: Spana Carl disposed of 45,000 units of Stock Option granted 12/12/2017, disposed of 21,320 units of Stock Option granted 6/26/2018, disposed of 29,760 units of Stock Option granted 6/24/2019, disposed of 11,000 units of Stock Option granted 6/27/2013, disposed of 7,000 units of Stock Option granted 6/25/2014, disposed of 12,000 units of Stock Option granted 6/11/2015 and disposed of 17,280 units of Stock Option granted 9/7/2016, decreasing direct ownership by 34% to 283,604 units
- Oct 25, 2022SEC Form 4: Spana Carl covered exercise/tax liability with 9,909 shares, decreasing direct ownership by 2% to 419,524 units (tax liability)
- Oct 25, 2022SEC Form 4: Wills Stephen T covered exercise/tax liability with 6,510 shares, decreasing direct ownership by 2% to 374,941 units to cover withholding tax
- Jun 28, 2022SEC Form 4: Wills Stephen T was granted 40,659 shares, increasing direct ownership by 0.44% to 9,360,658 units
- Jun 28, 2022SEC Form 4: Spana Carl was granted 43,528 shares, increasing direct ownership by 0.42% to 10,526,458 units
- Market cap
- 30-day
- Sector
- Health Care
- Industry
- Biotechnology: Pharmaceutical Preparations
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