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BOK Financial (BOKF) executive Keesling returned to the company 1,265 shares

ByQuantisnow·Wall Street's wire, on your screen.
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Insider transactions reported

Rebecca D Keesling (executive at BOK Financial Corporation, BOKF) reported that they returned to the company 1,265 shares, and acquired 31.57 shares between Feb 26, 2019 and Dec 31, 2020. After these transactions the filing shows 7,990.27 shares held directly and 390.04 shares held indirectly (by IRA).

Reporting person
Keesling Rebecca D
Common stock and other non-derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Feb 26, 2019Sale back to the company (D)Common Stock1-1,265--7,971 direct
Dec 31, 2020Other acquisition or disposition (J)Common Stock2, 3+19.2722--7,990.2722 direct
Dec 31, 2020Other acquisition or disposition (J)Common Stock4+12.3--390.04 indirect

Holdings before and after

  • Common Stock: 9,236 to 7,990.2722 direct
  • Common Stock: 377.74 to 390.04 indirect, by IRA

Footnotes from the filing

  1. 1. Represents forfeiture of unvested restricted stock based upon performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2016.
  2. 2. These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.
  3. 3. 19.2722 shares are related to Ms. Keesling's BOK Thrift Plan holdings only. Ms. Keesling also owns 7,971 shares directly as of 12/31/2020.
  4. 4. These shares were acquired through a BOK Financial Corporation dividend reinvestment plan in which Ms. Keesling is a participant.

Transaction codes in this filing

Sale back to the company:
Code D marks a disposition back to the company under an exempt plan, as opposed to a sale in the market.
Other acquisition or disposition:
Code J marks a transaction that fits no other code. The footnotes describe what happened.

FAQ

What did Keesling report in this BOKF Form 5?

Rebecca D Keesling (executive at BOK Financial Corporation, BOKF) reported that they returned to the company 1,265 shares, and acquired 31.57 shares between Feb 26, 2019 and Dec 31, 2020. After these transactions the filing shows 7,990.27 shares held directly and 390.04 shares held indirectly (by IRA).

How many BOKF shares does Keesling hold after this filing?

The filing shows 7,990.27 shares held directly, 390.04 shares held indirectly (by IRA) after the reported transactions. Form 5 reports only the positions it lists, so this may not be every holding.

What does transaction code D mean on an SEC Form 5?

Code D marks a disposition back to the company under an exempt plan, as opposed to a sale in the market.

Historical context for BOKF

Earlier insider filings at BOKF

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BOK Financial Corporation
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