Sphere 3D (ANY) CFO Kalbfleisch sold 6,000 shares for $7,883 at $1.31
Insider transactions reported
Kurt L. Kalbfleisch (SVP and CFO at Sphere 3D Corp., ANY) reported that they sold 6,000 shares for $7,883 at $1.31, and acquired 11,719 shares on Dec 10, 2024. After these transactions the filing shows 142,234 shares held directly.
- Reporting person
- Kalbfleisch Kurt L.
- Role
- SVP and CFO
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Dec 10, 2024 | Exercise or conversion of a derivative (M) | Common Stock1 | +11,719 | - | - | 148,234 direct |
| Dec 10, 2024 | Open-market sale (S) | Common Stock2 | -6,000 | $1.31 | $7,883 | 142,234 direct |
Options and other derivatives
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Dec 10, 2024 | Exercise or conversion of a derivative (M) | Restricted Stock Unit (RSU)On 11,719 Common Stock1, 3 | -11,719 | - | - | 81,919 direct |
Holdings before and after
- Common Stock: 136,515 to 142,234 direct
- Restricted Stock Unit (RSU): 93,638 to 81,919 direct
Other positions listed
- Common Stock: 2,142 indirect, By Daughter
- Common Stock: 2,142 indirect, By Son
Footnotes from the filing
- 1. Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- 2. This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024.
- 3. The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 12/31/24 until 12/31/25 and 11,717 vest on 3/31/26.
Transaction codes in this filing
- Open-market sale:
- Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
- Exercise or conversion of a derivative:
- Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
FAQ
What did Kalbfleisch report in this ANY Form 4?
Kurt L. Kalbfleisch (SVP and CFO at Sphere 3D Corp., ANY) reported that they sold 6,000 shares for $7,883 at $1.31, and acquired 11,719 shares on Dec 10, 2024. After these transactions the filing shows 142,234 shares held directly.
How many ANY shares does Kalbfleisch hold after this filing?
The filing shows 142,234 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
Was this ANY insider sale made under a 10b5-1 plan?
The filing's footnotes do not mention a Rule 10b5-1 trading plan.
What does transaction code S mean on an SEC Form 4?
Code S marks a sale in the open market or a private deal. The insider received cash for these securities.
Historical context for ANY
Earlier insider filings at ANY
- Dec 9, 2024Director Hanley Timothy P. converted options into 57,471 shares, increasing direct ownership by 125% to 103,553 units (SEC Form 4)
- Dec 9, 2024Director Harnett Sue converted options into 57,471 shares, increasing direct ownership by 125% to 103,553 units (SEC Form 4)
- Aug 30, 2024SVP and CFO Kalbfleisch Kurt L. sold $10,450 worth of shares (11,000 units at $0.95) and converted options into 23,326 shares, increasing direct ownership by 10% to 136,515 units (SEC Form 4)
- Jun 12, 2024CEO Trompeter Patricia sold $143,760 worth of shares (120,000 units at $1.20), decreasing direct ownership by 22% to 429,687 units (SEC Form 4)
- Jun 12, 2024SVP and CFO Kalbfleisch Kurt L. converted options into 136,250 shares and sold $93,200 worth of shares (80,000 units at $1.17), increasing direct ownership by 83% to 124,189 units (SEC Form 4)
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Finance: Consumer Services
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