Alan E Smith
VP & General Manager - Batavia at Graham Corp (GHM)
Alan E Smith has filed 20 insider reports with the SEC since May 2021, as VP & General Manager - Batavia at Graham Corp (GHM). Alan E Smith made no open-market purchases or sales in the last 12 months. The latest filing, on June 11, 2025, reports grant or award and shares withheld for taxes or exercise price at Graham Corp (GHM).
- Filings
- 20
- Companies
- 1
- Bought on market
- $127K
- Sold on market
- None
Companies where Alan E Smith is an insider
| Company | Role | Shares held | Bought | Sold | Avg buy | Price now | Last filing |
|---|---|---|---|---|---|---|---|
| VP & General Manager - Batavia | 66,634 | $127K | $10.58 | $85.95+712% | Jun 11, 2025 |
Shares held: common shares owned directly after the latest filing that states it. Avg buy: open-market purchase dollars divided by shares bought, every filing on record. Price now: the latest daily close, against the average buy price.
Every filing
- Jun 9, 2025GHMVP & General Manager - Batavia Smith Alan E was granted 7,693 shares and covered exercise/tax liability with 3,619 shares, increasing direct ownership by 7% to 66,634 unitsForm 4Grant or awardShares withheld for taxes or exercise price
- Jun 4, 2025GHMVP & General Manager - Batavia Smith Alan E converted options into 1,291 shares and covered exercise/tax liability with 607 shares, increasing direct ownership by 1% to 62,560 unitsForm 4Shares withheld for taxes or exercise priceExercise or conversion of a derivative
- Jun 2, 2025GHMSEC Form 4 filed by VP & General Manager - Batavia Smith Alan EForm 4Grant or award
- May 23, 2025GHMVP & General Manager - Batavia Smith Alan E converted options into 21,368 shares and covered exercise/tax liability with 10,053 shares, increasing direct ownership by 22% to 61,876 unitsForm 4Shares withheld for taxes or exercise priceExercise or conversion of a derivative
- May 17, 2025GHMVP & General Manager - Batavia Smith Alan E converted options into 2,374 shares and covered exercise/tax liability with 1,164 shares, increasing direct ownership by 2% to 50,561 unitsForm 4Shares withheld for taxes or exercise priceExercise or conversion of a derivative
- Jun 4, 2024GHMSEC Form 4 filed by Smith Alan EForm 4Grant or award
- Jun 1, 2024GHMSmith Alan E covered exercise/tax liability with 3,643 shares, decreasing direct ownership by 7% to 49,351 unitsForm 4Shares withheld for taxes or exercise price
- May 23, 2024GHMSmith Alan E covered exercise/tax liability with 1,096 shares and converted options into 3,053 shares, increasing direct ownership by 4% to 52,994 unitsForm 4Shares withheld for taxes or exercise priceExercise or conversion of a derivative
- May 17, 2024GHMSmith Alan E converted options into 2,374 shares and covered exercise/tax liability with 945 shares, increasing direct ownership by 3% to 51,037 unitsForm 4Shares withheld for taxes or exercise priceExercise or conversion of a derivative
- Jun 9, 2023GHMSEC Form 4 filed by Smith Alan EForm 4Shares withheld for taxes or exercise price
- Jun 1, 2023GHMSEC Form 4 filed by Smith Alan EForm 4Sale back to the companyShares withheld for taxes or exercise price
- May 23, 2023GHMSEC Form 4 filed by Smith Alan EForm 4Shares withheld for taxes or exercise priceExercise or conversion of a derivative
- May 17, 2023GHMSEC Form 4 filed by Smith Alan EForm 4Grant or award
- Feb 21, 2023+$54.1KGHMSEC Form 4: Smith Alan E bought $54,120 worth of shares (4,000 units at $13.53), increasing direct ownership by 7% to 57,999 unitsForm 4Open-market purchase
- Jun 9, 2022GHMSEC Form 4: Smith Alan E covered exercise/tax liability with 2,008 shares, decreasing direct ownership by 4% to 53,999 units to satisfy withholding taxForm 4Shares withheld for taxes or exercise price
- May 23, 2022GHMSEC Form 4 filed by Smith Alan EForm 4Grant or award
- Feb 10, 2022+$72.8KGHMSEC Form 4: Smith Alan E bought $72,800 worth of shares (8,000 units at $9.10), increasing direct ownership by 16% to 59,163 unitsForm 4Open-market purchase
- Jun 9, 2021GHMSEC Form 4: Smith Alan E covered exercise/tax liability with 760 units of Common Stock, decreasing direct ownership by 1% to 51,163 units to satisfy tax liabilityForm 4Shares withheld for taxes or exercise price
- Jun 1, 2021GHMSEC Form 4: Smith Alan E was granted 12,996 units of Common Stock, returned 5,543 units of Common Stock to the company and covered exercise/tax liability with 924 units of Common Stock, increasing direct ownership by 14% to 51,923 units (withholding tax)Form 4Grant or awardSale back to the companyShares withheld for taxes or exercise price
- May 18, 2021GHMSEC Form 4: Smith Alan E returned 1,611 units of Common Stock to the company and disposed of $5,905 worth of Common Stock (388 units at $15.22), decreasing direct ownership by 4% to 45,394 units to cover taxesForm 4Sale back to the companyShares withheld for taxes or exercise price
Compare Alan E Smith with
- Alan E Smith vs Mauro Gregorio1 shared
- Alan E Smith vs Richard Alan Scholes1 shared
- Alan E Smith vs Daniel J. Thoren1 shared
- Alan E Smith vs Christopher J. Thome1 shared
- Alan E Smith vs Matthew Malone1 shared
- Alan E Smith vs Jonathan W Painter1 shared
Other insiders at the same companies
- Mauro GregorioGHM
- Richard Alan ScholesGHM
- Daniel J. ThorenGHM
- Christopher J. ThomeGHM
- Matthew MaloneGHM
- Jonathan W PainterGHM
- Troy A. StonerGHM
- Lisa M. SchnorrGHM
- James J BarberGHM
- Cari L JaroslawskyGHM
- Matthew Lee GrossGHM
- William H. ZmyndakGHM
- Michael E. DixonGHM
Questions about Alan E Smith
- What is Alan E Smith's role at Graham Corp?
- Alan E Smith reports to the SEC as VP & General Manager - Batavia at Graham Corp (GHM), according to the latest filing on June 11, 2025.
- How many shares does Alan E Smith own?
- After the latest filing that states it, Alan E Smith directly owned 66,634 shares of Graham Corp (GHM). Shares held through trusts, funds or family members are reported separately and are not counted here.
- Has Alan E Smith bought or sold stock recently?
- The most recent open-market purchase was on February 21, 2023: bought 4,000 shares of Graham Corp (GHM) for $54.1K at an average of $13.53.
- How do I get alerts when Alan E Smith files?
- Follow Alan E Smith on Quantisnow and you get an email, and a phone notification on Plus, within minutes of each new Form 4 or Form 5, and of each Form 144 notice of a planned sale.
From SEC Forms 3, 4, 5 and 144 filed by Alan E Smith (SEC CIK 0001408288). Totals count each trade once, skipping amendments whose original is on file, from May 20, 2021 on. View on SEC EDGAR