Stuart Rothstein
President & CEO, Director at Apollo Commercial Real Estate Finance, Inc. (ARI)
Stuart Rothstein has filed 26 insider reports with the SEC since May 2021, as president & CEO and director at Apollo Commercial Real Estate Finance, Inc. (ARI). In the last 12 months Stuart Rothstein sold $529K of stock on the open market. The latest filing, on November 4, 2026, reports shares withheld for taxes or exercise price at Apollo Commercial Real Estate Finance, Inc. (ARI).
- Filings
- 26
- Companies
- 1
- Bought on market
- $168K
- Sold on market
- $3.98M
Companies where Stuart Rothstein is an insider
| Company | Role | Shares held | Bought | Sold | Avg buy | Price now | Last filing |
|---|---|---|---|---|---|---|---|
| President & CEO, Director | 177,437 | $168K | $3.98M | $11.18 | $2.32-79% | Nov 4, 2026 |
Shares held: common shares owned directly after the latest filing that states it. Avg buy: open-market purchase dollars divided by shares bought, every filing on record. Price now: the latest daily close, against the average buy price.
Every filing
- Nov 2, 2026ARIPresident & CEO Rothstein Stuart covered exercise/tax liability with 100,239 shares, decreasing direct ownership by 36% to 177,437 units (withholding tax)Form 4Shares withheld for taxes or exercise price
- Jan 30, 2026ARIPresident & CEO Rothstein Stuart covered exercise/tax liability with 61,485 shares, decreasing direct ownership by 18% to 277,676 unitsForm 4Shares withheld for taxes or exercise price
- Dec 30, 2025ARIPresident & CEO Rothstein Stuart was granted 109,452 shares, increasing direct ownership by 48% to 339,161 unitsForm 4Grant or award
- Dec 15, 2025-$529KARIPresident & CEO Rothstein Stuart sold $529,135 worth of shares (52,072 units at $10.16), decreasing direct ownership by 18% to 229,709 unitsForm 4Open-market sale10b5-1 plan
- Dec 15, 2025~$527KARIStuart Rothstein plans to sell 52,072 shares (~$527K)Form 144Planned sale10b5-1 plan
- Sep 15, 2025-$561KARIPresident & CEO Rothstein Stuart sold $561,269 worth of shares (52,073 units at $10.78), decreasing direct ownership by 16% to 281,781 unitsForm 4Open-market sale10b5-1 plan
- Sep 15, 2025~$564KARIStuart Rothstein plans to sell 52,073 shares (~$564K)Form 144Planned sale10b5-1 plan
- Jun 16, 2025-$512KARIPresident & CEO Rothstein Stuart sold $511,820 worth of shares (52,074 units at $9.83), decreasing direct ownership by 13% to 333,854 unitsForm 4Open-market sale10b5-1 plan
- Jun 16, 2025~$511KARIStuart Rothstein plans to sell 52,074 shares (~$511K)Form 144Planned sale10b5-1 plan
- Mar 17, 2025-$520KARIPresident & CEO Rothstein Stuart sold $520,219 worth of shares (52,074 units at $9.99), decreasing direct ownership by 12% to 385,928 unitsForm 4Open-market sale10b5-1 plan
- Mar 17, 2025~$520KARIStuart Rothstein plans to sell 52,074 shares (~$520K)Form 144Planned sale10b5-1 plan
- Jan 31, 2025ARIPresident & CEO Rothstein Stuart covered exercise/tax liability with 62,190 shares, decreasing direct ownership by 12% to 438,002 unitsForm 4Shares withheld for taxes or exercise price
- Dec 30, 2024ARIPresident & CEO Rothstein Stuart was granted 84,900 shares, increasing direct ownership by 20% to 500,192 unitsForm 4Grant or award
- Apr 15, 2024-$424KARIRothstein Stuart sold $423,992 worth of shares (40,000 units at $10.60), decreasing direct ownership by 9% to 415,292 unitsForm 4Open-market sale10b5-1 plan
- Apr 15, 2024~$430KARIStuart Rothstein plans to sell 40,000 shares (~$430K)Form 144Planned sale10b5-1 plan
- Jan 29, 2024ARIRothstein Stuart covered exercise/tax liability with 86,383 shares, decreasing direct ownership by 16% to 455,292 unitsForm 4Shares withheld for taxes or exercise price
- Jan 16, 2024-$458KARIRothstein Stuart sold $458,192 worth of shares (40,000 units at $11.45), decreasing direct ownership by 7% to 541,675 unitsForm 4Open-market sale10b5-1 plan
- Jan 16, 2024~$468KARIStuart Rothstein plans to sell 40,000 shares (~$468K)Form 144Planned sale10b5-1 plan
- Dec 26, 2023-$404KARIRothstein Stuart sold $403,564 worth of shares (40,000 units at $10.09) and was granted 90,909 shares, increasing direct ownership by 10% to 581,675 unitsForm 4Grant or awardOpen-market sale10b5-1 plan
- Jul 17, 2023-$472KARISEC Form 4 filed by Rothstein StuartForm 4Open-market sale10b5-1 plan
- Jan 27, 2023ARISEC Form 4: Rothstein Stuart covered exercise/tax liability with 75,757 shares, decreasing direct ownership by 12% to 570,766 units to cover taxesForm 4Shares withheld for taxes or exercise price
- Dec 27, 2022ARISEC Form 4: Rothstein Stuart was granted 193,847 shares, increasing direct ownership by 43% to 646,523 unitsForm 4Grant or award
- Nov 7, 2022+$168KARISEC Form 4: Rothstein Stuart bought $167,672 worth of shares (15,000 units at $11.18), increasing direct ownership by 3% to 452,676 unitsForm 4Open-market purchase
- Jan 27, 2022ARISEC Form 4: Rothstein Stuart covered exercise/tax liability with 67,694 shares, decreasing direct ownership by 13% to 437,676 units (withholding obligation)Form 4Shares withheld for taxes or exercise price
- Dec 27, 2021ARISEC Form 4: Rothstein Stuart was granted 168,125 shares, increasing direct ownership by 50% to 505,370 unitsForm 4Grant or award
- May 25, 2021-$105KARISEC Form 4: ROTHSTEIN STUART sold $104,655 worth of Common Stock (6,741 units at $15.53), decreasing direct ownership by 1% to 463,561 unitsForm 4Open-market sale10b5-1 plan
Compare Stuart Rothstein with
- Stuart Rothstein vs Anastasia G. Mironova1 shared
- Stuart Rothstein vs Michael Salvati1 shared
- Stuart Rothstein vs Carmencita N.M. Whonder1 shared
- Stuart Rothstein vs Mark C Biderman1 shared
- Stuart Rothstein vs Pamela G Carlton1 shared
- Stuart Rothstein vs Robert A Kasdin1 shared
Other insiders at the same companies
- Anastasia G. MironovaARI
- Michael SalvatiARI
- Carmencita N.M. WhonderARI
- Mark C BidermanARI
- Pamela G CarltonARI
- Robert A KasdinARI
- Brenna Haysom RomandoARI
- Scott PrinceARI
Questions about Stuart Rothstein
- What is Stuart Rothstein's role at Apollo Commercial Real Estate Finance, Inc.?
- Stuart Rothstein reports to the SEC as president & CEO and director at Apollo Commercial Real Estate Finance, Inc. (ARI), according to the latest filing on November 4, 2026.
- How many shares does Stuart Rothstein own?
- After the latest filing that states it, Stuart Rothstein directly owned 177,437 shares of Apollo Commercial Real Estate Finance, Inc. (ARI). Shares held through trusts, funds or family members are reported separately and are not counted here.
- Has Stuart Rothstein bought or sold stock recently?
- The most recent open-market purchase was on November 7, 2022: bought 15,000 shares of Apollo Commercial Real Estate Finance, Inc. (ARI) for $168K at an average of $11.18. The most recent open-market sale was on December 15, 2025: sold 52,072 shares of Apollo Commercial Real Estate Finance, Inc. (ARI) for $529K at an average of $10.16.
- How do I get alerts when Stuart Rothstein files?
- Follow Stuart Rothstein on Quantisnow and you get an email, and a phone notification on Plus, within minutes of each new Form 4 or Form 5, and of each Form 144 notice of a planned sale. Stuart Rothstein filed 1 time in the last 90 days.
From SEC Forms 3, 4, 5 and 144 filed by Stuart Rothstein (SEC CIK 0001128865). Totals count each trade once, skipping amendments whose original is on file, from May 25, 2021 on. View on SEC EDGAR