Insiders · AVK

AVK insider transactions

Advent Convertible and Income Fund (AVK) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

AVK insiders

Everyone who has filed a Form 3, 4, 5 or 144 at Advent Convertible and Income Fund, latest first. Follow anyone to get their next filing.

• Nancy E. StuebeTrustee, Director+$85.2K
• Gerald L SeizertTrustee, Director+$13.8K-$443K
• Ronald NybergTrustee, Director+$41.4K
• Tracy V MaitlandChairman, President & CEO, Director+$149K-$2.44M
• Randall C BarnesTrustee, Director+$133K
• Daniel BlackTrustee, Director+$11.3K
• Tony HuangV.P. & Assistant Secretary+$25.9K
• Advent Capital Management /de/Insider-$2.36M
• Stephen EllwoodOfficer, since June 2023
• Olin Kathleen Capital ManagementOfficer, since January 2022

Recent Form 3, 4, and 5 filings for AVK

• 556d
  TRUSTEE Stuebe Nancy E. bought $6,726 worth of shares (600 units at $11.21), increasing direct ownership by 8% to 7,906 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 632d
  TRUSTEE Stuebe Nancy E. bought $6,142 worth of shares (500 units at $12.28), increasing direct ownership by 8% to 7,093 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 748d
  TRUSTEE Seizert Gerald L bought $13,841 worth of shares (1,227 units at $11.28), decreasing direct ownership by 40% to 4,024 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 748d
  TRUSTEE Stuebe Nancy E. bought $17,777 worth of shares (1,576 units at $11.28), increasing direct ownership by 33% to 6,353 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 748d
  Trustee Nyberg Ronald bought $41,409 worth of shares (3,671 units at $11.28), increasing direct ownership by 33% to 14,657 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 748d
  CHAIRMAN, PRESIDENT & CEO Maitland Tracy V bought $148,659 worth of shares (13,179 units at $11.28), decreasing direct ownership by 79% to 7,268 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 748d
  TRUSTEE Barnes Randall C bought $42,695 worth of shares (3,785 units at $11.28), increasing direct ownership by 33% to 15,140 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 751d
  Trustee Black Daniel bought $11,280 worth of shares (1,000 units at $11.28), increasing direct ownership by 5% to 21,999 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 751d
  V.P. & Assistant Secretary Huang Tony bought $25,944 worth of shares (2,300 units at $11.28), increasing direct ownership by 32% to 9,400 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 920d
  Stuebe Nancy E. bought $5,855 worth of shares (500 units at $11.71), increasing direct ownership by 12% to 4,552 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1010d
  Stuebe Nancy E. bought $4,745 worth of shares (400 units at $11.86), increasing direct ownership by 11% to 3,933 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1052d
  Maitland Tracy V sold $80,011 worth of shares (7,163 units at $11.17), decreasing direct ownership by 17% to 34,087 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1096d
  Stuebe Nancy E. bought $4,100 worth of shares (400 units at $10.25), increasing direct ownership by 13% to 3,423 units (SEC Form 4)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1194d
  SEC Form 4: Stuebe Nancy E. bought $4,440 worth of shares (375 units at $11.84), increasing direct ownership by 15% to 2,922 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1209d
  SEC Form 4 filed by Maitland Tracy V

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1209d
  SEC Form 4 filed by Advent Capital Management /De/

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1231d
  SEC Form 3 filed by new insider Ellwood Stephen

  3 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1244d
  SEC Form 4 filed by Stuebe Nancy E. (Amendment)

  4/A - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1271d
  SEC Form 4 filed by Stuebe Nancy E.

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1382d
  SEC Form 4: Stuebe Nancy E. bought $4,946 worth of shares (400 units at $12.36), increasing direct ownership by 24% to 2,050 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1476d
  SEC Form 4: Stuebe Nancy E. bought $4,820 worth of shares (450 units at $10.71), increasing direct ownership by 39% to 1,605 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1640d
  SEC Form 4: Stuebe Nancy E. bought $3,532 worth of shares (275 units at $12.84), increasing direct ownership by 33% to 1,104 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1700d
  SEC Form 4: Stuebe Nancy E. bought $3,800 worth of shares (259 units at $14.68), increasing direct ownership by 46% to 816 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1755d
  SEC Form 3 filed by new insider Olin Kathleen Capital Management

  3 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1760d
  SEC Form 4: Barnes Randall C bought $24,482 worth of shares (1,370 units at $17.87), increasing direct ownership by 14% to 11,355 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1762d
  SEC Form 4: Barnes Randall C bought $18,200 worth of shares (1,000 units at $18.20), increasing direct ownership by 11% to 9,985 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1766d
  SEC Form 4: Stuebe Nancy E. bought $10,290 worth of shares (549 units at $18.74)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1767d
  SEC Form 4: Seizert Gerald L acquired 1,500 shares

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1768d
  SEC Form 4: Barnes Randall C bought $18,250 worth of shares (1,000 units at $18.25), increasing direct ownership by 13% to 8,985 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1774d
  SEC Form 4: Barnes Randall C bought $17,750 worth of shares (1,000 units at $17.75), increasing direct ownership by 14% to 7,985 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1775d
  SEC Form 4: Maitland Tracy V sold $1,674,501 worth of shares (94,000 units at $17.81)

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1775d
  SEC Form 4: Advent Capital Management /De/ sold $1,674,501 worth of shares (94,000 units at $17.81), decreasing direct ownership by 61% to 59,048 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1810d
  SEC Form 4: Seizert Gerald L sold $442,524 worth of shares (23,890 units at $18.52), decreasing direct ownership by 55% to 10,763 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)
• 1937d
  SEC Form 4: Barnes Randall C bought $11,629 worth of Common Stock (640 units at $18.17), increasing direct ownership by 10% to 6,986 units

  4 - ADVENT CONVERTIBLE & INCOME FUND (0001219120) (Issuer)