COF insider transactions
Capital One Financial Corporation (COF) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.
COF insiders
Everyone who has filed a Form 3, 4, 5 or 144 at Capital One Financial Corporation, latest first. Follow anyone to get their next filing.
- Peter E RaskindDirector-$1.89M
- Richard D FairbankChairman and CEO, Director-$146M
- Celia KaramPres, Retail Bank-$5.08M
- Lia DeanPres, Banking & Prem. Products-$5.58M
- Matthew W CooperGeneral Counsel & Corp Secy-$8.11M
- Mark Daniel MouadebPresident, Card, since July 2022-$1.96M
- Michael ZamskyChief Credit & Fin'l Risk Off., since July 2022-$6.26M
- Ravi RaghuPres, Software, Intl & Sm Bus, since July 2022-$9.5M
- Jason P. HansonPres.- Global Payment Network, since May 2025-$764K
- Timothy P GoldenSVP, Chief Accounting Officer-$3.73M
- Kaitlin HaggertyChief Human Resources Officer, since February 2022-$407K
- Francois Locoh-DonouDirector
- Christine Rose DetrickDirector, since November 2021
- Suni P HarfordDirector, since April 2024
- Cornelis PAJ LeenaarsDirector
- Ime ArchibongDirector, since February 2021
- Peter Thomas KillaleaDirector
- Mayo A Shattuck IIIDirector-$1.27M
- Jennifer L. WongDirector, since May 2025
- craig a. williamsDirector, since February 2021+$4,447-$2,299
- Michael ShepherdDirector, since May 2025
- Eileen SerraDirector
- Frank G. LaPrade,IIIChief Enterprise Srvcs Officer-$32M
- Neal BlindePresident, Commercial Banking, since January 2022+$3,691-$17.8M
- Robert M. AlexanderChief Information Officer-$23.6M
- Kara WestChief Enterprise Risk Officer, since July 2022-$951K
- Yajnik SanjivPresident, Financial Services-$16.5M
- Andrew M YoungChief Financial Officer-$1.08M
- Thomas G MaherasDirector, since May 2025
- Ann F HackettDirector-$2.69M
- Kevin S. BorgmannSenior Advisor to the CEO-$11.8M
- Sheldon HallSenior Advisor to CEO-$2.32M
- Bradford H WarnerDirector
- Catherine WestDirector
- Michael J WassmerOfficer
- Michael SlocumOfficer-$12M
- Jory A BersonInsider-$5.22M
- John G Finneran JrInsider-$9.2M
- Richard Scott BlackleyOfficer
Recent Form 3, 4, and 5 filings for COF
- Director Raskind Peter E sold $339,209 worth of shares (1,681 units at $201.79) as part of a pre-agreed trading plan, decreasing direct ownership by 5% to 32,715 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Chairman and CEO Fairbank Richard D exercised 40,743 shares at a strike of $86.34 and sold $18,589,425 worth of shares (90,743 units at $204.86) as part of a pre-agreed trading plan, decreasing direct ownership by 1% to 3,968,520 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Chairman and CEO Fairbank Richard D sold $18,407,891 worth of shares (90,743 units at $202.86) as part of a pre-agreed trading plan (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Banking & Prem. Products Dean Lia sold $369,588 worth of shares (1,887 units at $195.86) as part of a pre-agreed trading plan (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Retail Bank Karam Celia sold $377,422 worth of shares (1,927 units at $195.86) as part of a pre-agreed trading plan (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- General Counsel & Corp Secy Cooper Matthew W sold $686,770 worth of shares (3,500 units at $196.22) as part of a pre-agreed trading plan (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Retail Bank Karam Celia sold $415,643 worth of shares (2,017 units at $206.07) as part of a pre-agreed trading plan, decreasing direct ownership by 3% to 57,696 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Banking & Prem. Products Dean Lia sold $425,741 worth of shares (2,066 units at $206.07) as part of a pre-agreed trading plan, decreasing direct ownership by 3% to 61,195 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- General Counsel & Corp Secy Cooper Matthew W sold $749,350 worth of shares (3,500 units at $214.10) as part of a pre-agreed trading plan, decreasing direct ownership by 4% to 83,194 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Banking & Prem. Products Dean Lia sold $494,566 worth of shares (2,193 units at $225.52) as part of a pre-agreed trading plan, decreasing direct ownership by 3% to 63,261 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Retail Bank Karam Celia sold $425,782 worth of shares (1,888 units at $225.52) as part of a pre-agreed trading plan, decreasing direct ownership by 3% to 59,708 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- President, Card Mouadeb Mark Daniel sold $269,775 worth of shares (1,199 units at $225.00) as part of a pre-agreed trading plan, decreasing direct ownership by 2% to 49,132 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Chief Credit & Fin'l Risk Off. Zamsky Michael sold $1,193,223 worth of shares (5,473 units at $218.02), decreasing direct ownership by 16% to 27,992 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Software, Intl & Sm Bus Raghu Ravi sold $10,924 worth of shares (50 units at $218.49) as part of a pre-agreed trading plan, decreasing direct ownership by 0.19% to 26,278 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- President, Card Mouadeb Mark Daniel sold $260,260 worth of shares (1,183 units at $220.00) as part of a pre-agreed trading plan, decreasing direct ownership by 2% to 50,331 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- General Counsel & Corp Secy Cooper Matthew W sold $767,655 worth of shares (3,500 units at $219.33) as part of a pre-agreed trading plan, decreasing direct ownership by 4% to 86,694 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres.- Global Payment Network Hanson Jason P. converted options into 2,014 shares and covered exercise/tax liability with 893 shares, increasing direct ownership by 3% to 41,351 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- President, Card Mouadeb Mark Daniel sold $148,350 worth of shares (690 units at $215.00) as part of a pre-agreed trading plan, decreasing direct ownership by 1% to 51,514 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Software, Intl & Sm Bus Raghu Ravi sold $2,040,360 worth of shares (9,726 units at $209.78) as part of a pre-agreed trading plan, decreasing direct ownership by 27% to 26,328 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SVP, Chief Accounting Officer Golden Timothy P sold $735,757 worth of shares (3,487 units at $211.00), decreasing direct ownership by 32% to 7,429 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- General Counsel & Corp Secy Cooper Matthew W sold $728,000 worth of shares (3,500 units at $208.00) as part of a pre-agreed trading plan, decreasing direct ownership by 4% to 90,194 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- General Counsel & Corp Secy Cooper Matthew W sold $641,760 worth of shares (3,500 units at $183.36) as part of a pre-agreed trading plan, decreasing direct ownership by 4% to 93,694 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Chief Human Resources Officer Haggerty Kaitlin sold $262,125 worth of shares (1,426 units at $183.82) as part of a pre-agreed trading plan, decreasing direct ownership by 3% to 49,181 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- General Counsel & Corp Secy Cooper Matthew W sold $643,755 worth of shares (3,500 units at $183.93) as part of a pre-agreed trading plan, decreasing direct ownership by 3% to 97,194 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Locoh-Donou Francois was granted 1,294 shares, increasing direct ownership by 10% to 14,802 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Detrick Christine Rose was granted 1,294 shares, increasing direct ownership by 17% to 8,923 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Harford Suni P was granted 1,294 shares, increasing direct ownership by 43% to 4,314 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Leenaars Cornelis Paj was granted 1,294 shares, increasing direct ownership by 9% to 15,192 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Raskind Peter E was granted 1,294 shares, increasing direct ownership by 4% to 34,396 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Archibong Ime was granted 1,294 shares, increasing direct ownership by 15% to 9,977 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Killalea Peter Thomas was granted 1,294 shares, increasing direct ownership by 6% to 21,378 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Wong Jennifer L. was granted 1,294 shares, increasing direct ownership by 9% to 15,226 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Shattuck Mayo A Iii was granted 1,294 shares, increasing direct ownership by 2% to 67,911 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Williams Craig A. was granted 1,294 shares, increasing direct ownership by 15% to 10,218 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Shepherd Michael was granted 1,294 shares, increasing direct ownership by 5% to 27,987 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Director Serra Eileen was granted 1,294 shares, increasing direct ownership by 11% to 12,844 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Retail Bank Karam Celia sold $336,822 worth of shares (1,749 units at $192.58) as part of a pre-agreed trading plan, decreasing direct ownership by 3% to 61,579 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Laprade,Iii Frank G.4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Dean Lia4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Karam Celia4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- SEC Form 4 filed by Capital One Financial Corporation4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Banking & Prem. Products Dean Lia sold $627,244 worth of shares (3,284 units at $191.00), decreasing direct ownership by 5% to 63,108 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres, Retail Bank Karam Celia sold $312,476 worth of shares (1,636 units at $191.00), decreasing direct ownership by 3% to 60,339 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- President, Card Mouadeb Mark Daniel sold $334,530 worth of shares (1,593 units at $210.00), decreasing direct ownership by 3% to 49,382 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- President, Card Mouadeb Mark Daniel sold $305,755 worth of shares (1,509 units at $202.62), decreasing direct ownership by 3% to 50,975 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- President, Commercial Banking Blinde Neal sold $7,265,238 worth of shares (38,135 units at $190.51), decreasing direct ownership by 53% to 33,551 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)
- Pres.- Global Payment Network Hanson Jason P. sold $764,445 worth of shares (3,729 units at $205.00), decreasing direct ownership by 8% to 40,230 units (SEC Form 4)4 - CAPITAL ONE FINANCIAL CORP (0000927628) (Issuer)