Insiders · FINS

FINS insider transactions

Angel Oak Financial Strategies Income Term Trust (FINS) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

FINS insiders

Everyone who has filed a Form 3, 4, 5 or 144 at Angel Oak Financial Strategies Income Term Trust, latest first. Follow anyone to get their next filing.

• Kevin ParksPortfolio Manager+$51.4K
• MetLife Investment Management, LLC10% owner, since May 2026
• Ira P CohenDirector+$4,991
• Sreeniwas PrabhuInvestment Adviser Principal+$119K
• Michael FiermanInvestment Adviser Principal+$217K-$272K
• Robert Edward Bortz IIIPresident, since October 2025
• Andrea MullinsDirector+$99.8K
• William EldredgeChief Compliance Officer, since September 2022+$35.2K
• Alvin R Albe JrDirector+$262K
• Cheryl PatePortfolio Manager, Director
• Johannes PalssonPortfolio Manager+$70.3K
• Nilesh Vijay LikhiteTreasurer, since January 2025
• Patrick Colmark JournyTreasurer, since September 2024
• Angel Oak Capital Partners II, LLCGeneral Partner of Adviser-$21.91
• Clayton TriickDirector, since June 2024
• William Mitchell RichardsonTreasurer, since April 2024
• Michael James ColomboOfficer, since November 2023
• Kevin SlussOfficer, since June 2022
• Navid AbghariInsider-$92.8K
• John R HsuOfficer
• Massachusetts Mutual Life Insurance Co10% owner, since July 2021
• Sun Life Assurance Co of Canada10% owner, since July 2021
• Daniel Asher10% owner-$873K

Recent Form 3, 4, and 5 filings for FINS

• 26d
  President Bortz Robert Edward Iii bought $4,983 worth of shares (418 units at $11.92) (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 42d
  Portfolio Manager Parks Kevin bought $11,900 worth of shares (1,000 units at $11.90), increasing direct ownership by 15% to 7,667 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 55d
  Portfolio Manager Parks Kevin bought $12,530 worth of shares (1,000 units at $12.53), increasing direct ownership by 18% to 6,667 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 121d
  Large owner Metlife Investment Management, Llc bought $1,600,000,000,000,000 worth of 5.364% Series C Senior Unsecured Notes due July 8 (40,000,000 units at $40,000,000.00) (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 160d
  New insider Metlife Investment Management, Llc claimed ownership of 2,000,000 units of Series A Mandatory Redeemable Preferred Shares (SEC Form 3)

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 258d
  Director Cohen Ira P bought $4,991 worth of shares (379 units at $13.17) (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 282d
  INVESTMENT ADVISER PRINCIPAL Prabhu Sreeniwas bought $118,535 worth of shares (9,203 units at $12.88), increasing direct ownership by 6% to 175,180 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 282d
  INVESTMENT ADVISER PRINCIPAL Fierman Michael bought $214,087 worth of shares (16,220 units at $13.20), increasing direct ownership by 15% to 125,420 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 402d
  New insider Bortz Robert Edward Iii claimed ownership of 820 shares (SEC Form 3)

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 451d
  Director Mullins Andrea bought $99,756 worth of shares (7,585 units at $13.15) (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 460d
  Chief Compliance Officer Eldredge William bought $25,152 worth of shares (1,920 units at $13.10), increasing direct ownership by 188% to 2,940 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 524d
  Portfolio Manager Parks Kevin bought $12,830 worth of shares (1,000 units at $12.83), increasing direct ownership by 21% to 5,667 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 529d
  Amendment: Portfolio Manager Parks Kevin increased direct ownership by 22% to 4,667 units (SEC Form 4)

  4/A - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 530d
  Investment Adviser Principal Fierman Michael bought $2,991 worth of shares (224 units at $13.35), increasing direct ownership by 0.21% to 109,200 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 535d
  Director Albe Alvin R Jr bought $262,492 worth of shares (20,000 units at $13.12) (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Portfolio Manager Pate Cheryl exercised 2,124 in-the-money shares at a strike of $13.23 (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Portfolio Manager Parks Kevin exercised 1,277 in-the-money shares at a strike of $13.23, increasing direct ownership by 33% to 5,111 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Amendment: Investment Adviser Principal Fierman Michael exercised 27,243 in-the-money shares at a strike of $13.23, increasing direct ownership by 33% to 108,976 units (SEC Form 4)

  4/A - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Amendment: Investment Adviser Principal Prabhu Sreeniwas exercised 41,493 in-the-money shares at a strike of $13.23, increasing direct ownership by 33% to 165,977 units (SEC Form 4)

  4/A - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Portfolio Manager Palsson Johannes exercised 17,091 in-the-money shares at a strike of $13.23, increasing direct ownership by 33% to 68,789 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Investment Adviser Principal Prabhu Sreeniwas exercised 41,493 in-the-money shares at a strike of $13.23, increasing direct ownership by 33% to 165,977 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Investment Adviser Principal Fierman Michael exercised 27,243 in-the-money shares at a strike of $13.23, increasing direct ownership by 33% to 108,976 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 542d
  Chief Compliance Officer Eldredge William exercised 255 in-the-money shares at a strike of $13.23, increasing direct ownership by 33% to 1,020 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 572d
  Chief Compliance Officer Eldredge William bought $10,034 worth of shares (765 units at $13.12) (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 664d
  SEC Form 3 filed by new insider Likhite Nilesh Vijay

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 782d
  SEC Form 3 filed by new insider Journy Patrick Colmark

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 801d
  General Partner of Adviser Angel Oak Capital Partners Ii, Llc disposed of $2,011,615 worth of shares (136,798 units at $14.70) and sold $22 worth of shares (2 units at $13.78), closing all direct ownership in the company (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 801d
  Investment Adviser Principal Prabhu Sreeniwas acquired $1,002,045 worth of shares (68,399 units at $14.65), increasing direct ownership by 122% to 124,484 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 801d
  Investment Adviser Principal Fierman Michael acquired $1,009,569 worth of shares (68,399 units at $14.76), increasing direct ownership by 513% to 81,733 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 867d
  SEC Form 3 filed by new insider Triick Clayton

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 934d
  Palsson Johannes bought $70,251 worth of shares (5,670 units at $12.39), increasing direct ownership by 14% to 46,403 units (SEC Form 4)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 944d
  SEC Form 3 filed by new insider Richardson William Mitchell

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1084d
  SEC Form 3 filed by new insider Colombo Michael James

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1267d
  SEC Form 4 filed by Parks Kevin

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1329d
  SEC Form 4 filed by Angel Oak Financial Strategies Income Term Trust

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1501d
  SEC Form 3 filed by new insider Eldredge William

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1514d
  SEC Form 4: Parks Kevin bought $8,221 worth of shares (593 units at $13.86), increasing direct ownership by 13% to 5,335 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1545d
  SEC Form 3 filed by new insider Sluss Kevin

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1559d
  SEC Form 4: Pate Cheryl acquired 507 shares

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1559d
  SEC Form 4: Angel Oak Capital Partners Ii, Llc acquired 136,800 shares

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1559d
  SEC Form 4: Parks Kevin acquired 1,408 shares, increasing direct ownership by 42% to 4,742 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1559d
  SEC Form 4: Palsson Johannes acquired 5,778 shares, increasing direct ownership by 20% to 34,679 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1843d
  SEC Form 4: Pate Cheryl exercised 33 in-the-money shares at a strike of $16.06

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1843d
  SEC Form 4: Abghari Navid exercised 765 in-the-money shares at a strike of $16.06, increasing direct ownership by 23% to 4,024 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1843d
  SEC Form 4: Palsson Johannes exercised 3,100 in-the-money shares at a strike of $16.06, increasing direct ownership by 13% to 27,048 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1847d
  SEC Form 4: Abghari Navid exercised 815 in-the-money shares at a strike of $16.06, increasing direct ownership by 33% to 3,259 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1847d
  SEC Form 4: Prabhu Sreeniwas exercised 13,896 shares at a strike of $16.06, increasing direct ownership by 33% to 55,687 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1847d
  SEC Form 4: Parks Kevin exercised 834 in-the-money shares at a strike of $16.06, increasing direct ownership by 33% to 3,334 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1847d
  SEC Form 4: Hsu John R exercised 667 in-the-money shares at a strike of $16.06, increasing direct ownership by 33% to 2,667 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1847d
  SEC Form 4: Fierman Michael exercised 3,334 in-the-money shares at a strike of $16.06, increasing direct ownership by 33% to 13,334 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1847d
  SEC Form 4: Pate Cheryl exercised 1,167 in-the-money shares at a strike of $16.06

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1847d
  SEC Form 4: Palsson Johannes exercised 5,959 in-the-money shares at a strike of $16.06, increasing direct ownership by 33% to 23,948 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1857d
  SEC Form 3: New insider Massachusetts Mutual Life Insurance Co claimed ownership of 18,900,000 units of 2.35% Series A Senior Notes due July 8 and claimed ownership of 29,700,000 units of 2.80% Series B Senior Notes due July 8

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1881d
  SEC Form 4: Abghari Navid sold $92,777 worth of Angel Oak Financial Strategies Income Term Trust (5,112 units at $18.15), decreasing direct ownership by 68% to 2,444 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1938d
  SEC Form 3: Sun Life Assurance Co of Canada claimed ownership of 40,000,000 units of 2.35% Series A Senior Notes due July 8 and claimed ownership of 17,500,000 units of 2.80% Series B Senior Notes due July 8 (Amendment)

  3/A - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 1938d
  SEC Form 3: Sun Life Assurance Co of Canada claimed ownership of 40,000,000 units of 2.35% Series A Senior Notes due July 8 and claimed ownership of 5,000,000 units of 2.80% Series B Senior Notes due July 8

  3 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 2016d
  SEC Form 4: Fierman Michael sold $271,500 worth of Angel Oak Financial Strategies Income Term Trust (15,000 units at $18.10), decreasing direct ownership by 60% to 10,000 units

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)
• 2095d
  SEC Form 4: Daniel Asher sold $872,500 worth of Common Stock (50,000 units at $17.45)

  4 - Angel Oak Financial Strategies Income Term Trust (0001745059) (Issuer)