Insiders · GOF

GOF insider transactions

Guggenheim Strategic Opportunities Fund (GOF) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

GOF insiders

Everyone who has filed a Form 3, 4, 5 or 144 at Guggenheim Strategic Opportunities Fund, latest first. Follow anyone to get their next filing.

• Brian E. BinderPresident and CEO+$50K
• Thomas F Lydon JrTrustee, Director+$99.7K
• Randall C BarnesTrustee, Director+$76.5K-$2.71M
• Ronald NybergTrustee, Director+$4,998
• Elisabeth MillerChief Compliance Officer, since November 2024
• Angela Brock-KyleTrustee, Director+$37.3K-$1,370
• Ronald E Toupin JrDirector+$3,425-$93.4K
• Hollowell III Orenzo PerryInsider, since November 2021

Recent Form 3, 4, and 5 filings for GOF

• 139d
  President and CEO Binder Brian E. bought $50,000 worth of shares (4,704 units at $10.63) (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 193d
  Trustee Lydon Thomas F Jr bought $99,730 worth of shares (8,710 units at $11.45) (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 235d
  SEC Form 4 filed by Barnes Randall C

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 241d
  TRUSTEE Barnes Randall C bought $2,506 worth of shares (220 units at $11.39), increasing direct ownership by 4% to 6,451 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 245d
  TRUSTEE Barnes Randall C bought $48,446 worth of shares (4,180 units at $11.59), increasing direct ownership by 204% to 6,231 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 325d
  Trustee Nyberg Ronald bought $4,998 worth of shares (412 units at $12.13), increasing direct ownership by 9% to 5,010 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 370d
  TRUSTEE Barnes Randall C bought $4,970 worth of shares (380 units at $13.08), increasing direct ownership by 24% to 1,960 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 375d
  TRUSTEE Barnes Randall C bought $20,572 worth of shares (1,580 units at $13.02) (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 704d
  SEC Form 3 filed by new insider Miller Elisabeth

  3 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 797d
  TRUSTEE Brock-Kyle Angela bought $14,500 worth of shares (944 units at $15.36), increasing direct ownership by 63% to 2,432 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 859d
  TRUSTEE Barnes Randall C sold $87,852 worth of shares (5,849 units at $15.02), closing all direct ownership in the company (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1012d
  Barnes Randall C sold $139,500 worth of shares (10,000 units at $13.95), decreasing direct ownership by 63% to 5,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1039d
  Barnes Randall C sold $272,000 worth of shares (20,000 units at $13.60), decreasing direct ownership by 56% to 15,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1062d
  Barnes Randall C sold $82,020 worth of shares (6,000 units at $13.67), decreasing direct ownership by 14% to 35,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1064d
  Barnes Randall C sold $27,720 worth of shares (2,000 units at $13.86), decreasing direct ownership by 5% to 41,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1067d
  Barnes Randall C sold $109,680 worth of shares (8,000 units at $13.71), decreasing direct ownership by 15% to 43,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1068d
  Barnes Randall C sold $218,560 worth of shares (16,000 units at $13.66), decreasing direct ownership by 24% to 51,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1069d
  Barnes Randall C sold $269,400 worth of shares (20,000 units at $13.47), decreasing direct ownership by 23% to 67,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1071d
  Barnes Randall C sold $40,080 worth of shares (3,000 units at $13.36), decreasing direct ownership by 3% to 87,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1071d
  Barnes Randall C sold $82,979 worth of shares (6,211 units at $13.36), decreasing direct ownership by 6% to 90,849 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1075d
  Barnes Randall C sold $133,000 worth of shares (10,000 units at $13.30), decreasing direct ownership by 9% to 97,060 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1075d
  Barnes Randall C sold $13,250 worth of shares (1,000 units at $13.25), decreasing direct ownership by 0.93% to 107,060 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1077d
  Barnes Randall C sold $13,300 worth of shares (1,000 units at $13.30), decreasing direct ownership by 0.92% to 108,060 units (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1099d
  Barnes Randall C sold $133,601 worth of shares (9,926 units at $13.46) (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1124d
  Brock-Kyle Angela sold $1,370 worth of shares (100 units at $13.70) (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1133d
  Brock-Kyle Angela bought $1,480 worth of shares (100 units at $14.80) (SEC Form 4)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1336d
  SEC Form 4: Toupin Ronald E Jr acquired 0 shares (Amendment)

  4/A - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1337d
  SEC Form 4: Toupin Ronald E Jr bought $3,425 worth of shares (245 units at $13.98), increasing direct ownership by 3% to 7,711 units

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1489d
  SEC Form 4: Toupin Ronald E Jr sold $31,000 worth of shares (2,000 units at $15.50), decreasing direct ownership by 12% to 15,294 units

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1502d
  SEC Form 4: Toupin Ronald E Jr sold $30,360 worth of shares (2,000 units at $15.18), decreasing direct ownership by 11% to 17,031 units

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1509d
  SEC Form 4: Toupin Ronald E Jr sold $32,022 worth of shares (2,000 units at $16.01), decreasing direct ownership by 10% to 19,031 units

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1607d
  SEC Form 4: Barnes Randall C sold 356 shares

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1608d
  SEC Form 4: Barnes Randall C sold $19 worth of shares (20,001 units at $0.00)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1615d
  SEC Form 4: Barnes Randall C sold $228,930 worth of shares (13,000 units at $17.61) (Amendment)

  4/A - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1620d
  SEC Form 4: Barnes Randall C sold $228,930 worth of shares (13,000 units at $17.61)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1832d
  SEC Form 3: New insider Hollowell Iii Orenzo Perry claimed no ownership of stock in the company

  3 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1832d
  SEC Form 4: Barnes Randall C sold $629,640 worth of shares (33,000 units at $19.08)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)
• 1981d
  SEC Form 4: Brock-Kyle Angela bought $21,270 worth of Common Stock (1,000 units at $21.27)

  4 - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (0001380936) (Issuer)