Insiders · JOF

JOF insider transactions

Japan Smaller Capitalization Fund Inc (JOF) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

JOF insiders

Everyone who has filed a Form 3, 4, 5 or 144 at Japan Smaller Capitalization Fund Inc, latest first. Follow anyone to get their next filing.

• Saba Capital Management, L.P.10% owner+$1.03M-$179K
• Robert A DevaultTreasurer, since August 2026
• Shoichi OhkoshiCEO to the Adviser of JOF, since April 2026
• Tina JonesDirector, since November 2025+$10.3K
• David B ChemidlinDirector+$21.8K
• Arthur Blake LabyDirector, since November 2024+$25K
• Paige OuimetDirector, since November 2021+$25K
• Thomas PeruginiTreasurer, since May 2024
• Hiroaki TanakaPortfolio Manager, since April 2024
• She YiOfficer, since August 2023
• Rodney A BuckDirector+$66.7K
• Atsushi KatayamaInsider, since April 2023
• Shinichi MasudaOfficer, since September 2022
• Melanie Dana MalcOfficer, since December 2021
• Michael MorrongielloOfficer, since August 2021
• Hiroyasu KoikeInsider, since April 2021

Recent Form 3, 4, and 5 filings for JOF

• 2d
  Large owner Saba Capital Management, L.P. bought $299,287 worth of shares (28,208 units at $10.61) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 4d
  Large owner Saba Capital Management, L.P. sold $179,334 worth of shares (16,200 units at $11.07) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 5d
  Large owner Saba Capital Management, L.P. bought $29,920 worth of shares (2,720 units at $11.00) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 6d
  Large owner Saba Capital Management, L.P. bought $701,861 worth of shares (63,769 units at $11.01) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 10d
  Large owner Saba Capital Management, L.P. bought $181,704 worth of shares (15,967 units at $11.38) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 19d
  Large owner Saba Capital Management, L.P. bought $551,891 worth of shares (46,222 units at $11.94) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 23d
  Large owner Saba Capital Management, L.P. bought $161,930 worth of shares (13,133 units at $12.33) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 23d
  SEC Form 3 filed by Japan Smaller Capitalization Fund Inc

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 97d
  SEC Form 3 filed by new insider Devault Robert A

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 214d
  SEC Form 3 filed by new insider Ohkoshi Shoichi

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 320d
  Director Jones Tina bought $10,260 worth of shares (950 units at $10.80) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 342d
  SEC Form 3 filed by new insider Jones Tina

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 415d
  Director Chemidlin David B bought $21,793 worth of shares (2,000 units at $10.90), increasing direct ownership by 463% to 2,432 units (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 663d
  Director Laby Arthur Blake bought $24,993 worth of Japan Smaller Capitalization Fund (3,306 units at $7.56) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 697d
  Director Ouimet Paige bought $24,950 worth of Japan Smaller Capitilization Fund INC (3,111 units at $8.02) (SEC Form 4)

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 711d
  SEC Form 3 filed by new insider Laby Arthur Blake

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 900d
  SEC Form 3 filed by new insider Perugini Thomas

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 922d
  SEC Form 3 filed by new insider Tanaka Hiroaki

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1171d
  SEC Form 3 filed by new insider Yi She

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1228d
  SEC Form 4 filed by Buck Rodney A

  4 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1313d
  SEC Form 3 filed by new insider Katayama Atsushi

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1529d
  SEC Form 3 filed by new insider Masuda Shinichi

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1790d
  SEC Form 3 filed by new insider Malc Melanie Dana

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1804d
  SEC Form 3 filed by new insider Ouimet Paige

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1896d
  SEC Form 3 filed by new insider Morrongiello Michael (Amendment)

  3/A - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 1900d
  SEC Form 3 filed by new insider Morronngiello Michael

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)
• 2032d
  SEC Form 3 filed by Koike Hiroyasu

  3 - JAPAN SMALLER CAPITALIZATION FUND INC (0000859796) (Issuer)