Insiders · LITE

LITE insider transactions

Lumentum Holdings Inc. (LITE) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

LITE insiders

Everyone who has filed a Form 4 or 5 at Lumentum Holdings Inc., latest first. Follow anyone to get their next filing.

• Wajid AliEVP & Chief Financial Officer-$40.7M
• Yuen WupenPresident, Global Bus. Units-$19.9M
• Michael E. HurlstonPresident and CEO, Director-$525K
• Vincent RetortPresident, Industrial Tech.-$75.7M
• Jae KimSVP, General Counsel-$17.6M
• Eric ChangOfficer
• Trent ThadDirector
• Ian SmallDirector-$7.49M
• Brian LillieDirector-$12.6M
• Julia Suzanne JohnsonDirector-$3.18M
• Penny HerscherDirector-$5.8M
• Pamela FletcherDirector-$4.15M
• Isaac Hosojiro HarrisOfficer, Director-$6.61M
• Matthew Joseph SepeChief Accounting Officer-$2.98M
• Paul LundstromDirector
• Alan S LoweChief Executive Officer, Director-$11.2M
• Harold L CovertDirector-$2.06M
• Judy G HamelSVP and Secretary-$1.47M
• Janet S. WongDirector
• Jason ReinhardtOfficer

Recent Form 3, 4, and 5 filings for LITE

• 35d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid sold $25,732,287 worth of shares (24,542 units at $1,048.50) as part of a pre-agreed trading plan, decreasing direct ownership by 25% to 75,074 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 37d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $764,365 worth of shares (807 units at $947.17) as part of a pre-agreed trading plan, decreasing direct ownership by 0.74% to 108,320 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 41d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $928,410 worth of shares (1,000 units at $928.41) as part of a pre-agreed trading plan, decreasing direct ownership by 0.91% to 109,127 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 44d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $1,420,690 worth of shares (1,500 units at $947.13) as part of a pre-agreed trading plan, decreasing direct ownership by 1% to 110,127 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 49d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $1,355,140 worth of shares (1,500 units at $903.43) as part of a pre-agreed trading plan, decreasing direct ownership by 1% to 111,627 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 52d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $1,324,030 worth of shares (1,500 units at $882.69) as part of a pre-agreed trading plan, decreasing direct ownership by 1% to 113,127 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 57d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $1,417,985 worth of shares (1,500 units at $945.32) as part of a pre-agreed trading plan, decreasing direct ownership by 1% to 114,627 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 65d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $1,368,495 worth of shares (1,500 units at $912.33) as part of a pre-agreed trading plan, decreasing direct ownership by 1% to 117,627 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  President and CEO Hurlston Michael E. was granted 7,941 shares and sold $525,346 worth of shares (548 units at $958.66) as part of a pre-agreed trading plan, increasing direct ownership by 4% to 186,951 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  President and CEO Hurlston Michael E. was granted 66,764 shares, increasing direct ownership by 56% to 185,743 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen was granted 5,138 shares and sold $479,330 worth of shares (500 units at $958.66) as part of a pre-agreed trading plan, increasing direct ownership by 3% to 119,127 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  Officer Retort Vincent sold $32,963,734 worth of shares (38,663 units at $852.59) as part of a pre-agreed trading plan, decreasing direct ownership by 33% to 78,440 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  SVP, GENERAL COUNSEL Kim Jae sold $10,231,015 worth of shares (12,000 units at $852.58) as part of a pre-agreed trading plan and was granted 1,635 shares, decreasing direct ownership by 21% to 39,439 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  Officer Chang Eric was granted 900 shares, increasing direct ownership by 18% to 5,906 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen was granted 22,760 shares, increasing direct ownership by 29% to 100,507 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid was granted 5,005 shares, increasing direct ownership by 5% to 99,616 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  Officer Retort Vincent was granted 15,174 shares, increasing direct ownership by 18% to 101,438 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  SVP, GENERAL COUNSEL Kim Jae was granted 11,634 shares, increasing direct ownership by 38% to 42,551 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 70d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid was granted 22,760 shares, increasing direct ownership by 39% to 80,797 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 72d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $1,281,518 worth of shares (1,500 units at $854.35) as part of a pre-agreed trading plan, decreasing direct ownership by 2% to 91,729 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 76d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen covered exercise/tax liability with 10,565 shares and sold $1,690,805 worth of shares (2,000 units at $845.40) as part of a pre-agreed trading plan, decreasing direct ownership by 12% to 93,229 units (SEC Form 4) (for withholding tax)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 76d
  Officer Retort Vincent sold $2,055,477 worth of shares (2,483 units at $827.82) as part of a pre-agreed trading plan and covered exercise/tax liability with 10,083 shares, decreasing direct ownership by 11% to 101,929 units (SEC Form 4) (tax withholding)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 76d
  SVP, GENERAL COUNSEL Kim Jae covered exercise/tax liability with 5,899 shares and sold $1,576,169 worth of shares (1,904 units at $827.82) as part of a pre-agreed trading plan, decreasing direct ownership by 17% to 38,170 units (SEC Form 4) to satisfy withholding obligation

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 76d
  President and CEO Hurlston Michael E. covered exercise/tax liability with 6,185 shares, decreasing direct ownership by 5% to 112,794 units (SEC Form 4) (for withholding tax)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 76d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid covered exercise/tax liability with 10,728 shares, decreasing direct ownership by 13% to 71,851 units (SEC Form 4) to satisfy withholding tax

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 79d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen covered exercise/tax liability with 32,797 shares and was granted 57,103 shares, increasing direct ownership by 30% to 105,794 units (SEC Form 4) (withholding tax)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 79d
  Officer Retort Vincent was granted 63,956 shares, sold $2,894,716 worth of shares (3,183 units at $909.43) as part of a pre-agreed trading plan and covered exercise/tax liability with 35,841 shares, increasing direct ownership by 28% to 114,495 units (SEC Form 4) (withholding obligation)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 79d
  SVP, GENERAL COUNSEL Kim Jae covered exercise/tax liability with 18,427 shares, was granted 33,433 shares and sold $1,242,281 worth of shares (1,366 units at $909.43) as part of a pre-agreed trading plan, increasing direct ownership by 42% to 45,973 units (SEC Form 4) (withholding tax)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 79d
  President and CEO Hurlston Michael E. covered exercise/tax liability with 5,438 shares, decreasing direct ownership by 4% to 118,979 units (SEC Form 4) (withholding obligation)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 79d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid was granted 53,296 shares and covered exercise/tax liability with 31,668 shares, increasing direct ownership by 35% to 82,579 units (SEC Form 4) to satisfy withholding tax

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 113d
  Director Thad Trent was granted 108 shares, increasing direct ownership by 9% to 1,313 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 113d
  Director Small Ian was granted 108 shares, increasing direct ownership by 0.51% to 21,116 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 113d
  Director Lillie Brian was granted 108 shares, increasing direct ownership by 0.78% to 14,018 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 113d
  Director Johnson Julia Suzanne was granted 108 shares, increasing direct ownership by 0.81% to 13,428 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 113d
  Director Herscher Penny was granted 108 shares, increasing direct ownership by 5% to 2,165 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 113d
  Director Fletcher Pamela was granted 108 shares, increasing direct ownership by 1% to 7,514 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 122d
  Director Harris Isaac Hosojiro was granted 952 shares and covered exercise/tax liability with 395 shares, increasing direct ownership by 4% to 12,957 units (SEC Form 4) to satisfy withholding tax

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 155d
  Director Harris Isaac Hosojiro sold $1,416,115 worth of shares (1,416 units at $1,000.08) as part of a pre-agreed trading plan, decreasing direct ownership by 17% to 6,984 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 157d
  Director Harris Isaac Hosojiro sold $3,440,000 worth of shares (4,000 units at $860.00) as part of a pre-agreed trading plan, decreasing direct ownership by 32% to 8,400 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 168d
  Director Small Ian sold $4,300,419 worth of shares (4,954 units at $868.07), decreasing direct ownership by 19% to 21,008 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 171d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen covered exercise/tax liability with 3,741 shares and sold $3,062,180 worth of shares (3,210 units at $953.95) as part of a pre-agreed trading plan, decreasing direct ownership by 8% to 81,488 units (SEC Form 4) (tax withholding)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 171d
  Officer Retort Vincent covered exercise/tax liability with 3,299 shares and sold $3,036,423 worth of shares (3,183 units at $953.95) as part of a pre-agreed trading plan, decreasing direct ownership by 7% to 89,563 units (SEC Form 4) (withholding obligation)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 171d
  SVP, GENERAL COUNSEL Kim Jae covered exercise/tax liability with 1,416 shares and sold $1,356,517 worth of shares (1,422 units at $953.95) as part of a pre-agreed trading plan, decreasing direct ownership by 8% to 32,333 units (SEC Form 4) (for tax liability)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 171d
  President and CEO Hurlston Michael E. covered exercise/tax liability with 5,438 shares, decreasing direct ownership by 4% to 124,417 units (SEC Form 4) to satisfy withholding tax

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 171d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid covered exercise/tax liability with 2,914 shares and sold $2,372,474 worth of shares (2,487 units at $953.95) as part of a pre-agreed trading plan, decreasing direct ownership by 8% to 60,951 units (SEC Form 4) to cover withholding tax

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 175d
  Director Fletcher Pamela sold $3,066,936 worth of shares (3,155 units at $972.09) as part of a pre-agreed trading plan, decreasing direct ownership by 30% to 7,406 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 178d
  Director Small Ian sold $3,189,108 worth of shares (3,500 units at $911.17), decreasing direct ownership by 12% to 25,962 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 178d
  Director Lillie Brian sold $49,212 worth of shares (49 units at $1,004.34) as part of a pre-agreed trading plan, decreasing direct ownership by 0.35% to 13,910 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 178d
  Director Lillie Brian sold $11,731,562 worth of shares (11,951 units at $981.64) as part of a pre-agreed trading plan, decreasing direct ownership by 46% to 13,959 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 178d
  SVP, GENERAL COUNSEL Kim Jae sold $1,838,264 worth of shares (1,933 units at $950.99) as part of a pre-agreed trading plan, decreasing direct ownership by 5% to 35,114 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 248d
  Officer Harris Isaac Hosojiro was granted 611 shares and covered exercise/tax liability with 220 shares, increasing direct ownership by 3% to 12,400 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 249d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid sold $3,664,387 worth of shares (5,302 units at $691.13), decreasing direct ownership by 7% to 66,287 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 261d
  PRESIDENT, GLOBAL BUS. UNITS Wupen Yuen sold $1,698,466 worth of shares (3,157 units at $538.00) and covered exercise/tax liability with 3,481 shares, decreasing direct ownership by 7% to 88,439 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 261d
  Officer Retort Vincent covered exercise/tax liability with 3,039 shares and sold $1,878,025 worth of shares (3,441 units at $545.78), decreasing direct ownership by 6% to 95,975 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 261d
  SVP, GENERAL COUNSEL Kim Jae covered exercise/tax liability with 1,353 shares, decreasing direct ownership by 4% to 37,047 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 261d
  Officer Chang Eric was granted 5,006 shares (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 261d
  EVP & CHIEF FINANCIAL OFFICER Ali Wajid covered exercise/tax liability with 2,755 shares, decreasing direct ownership by 4% to 71,589 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 266d
  Officer Retort Vincent sold $26,624,903 worth of shares (45,026 units at $591.32), decreasing direct ownership by 31% to 102,455 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 266d
  Director Herscher Penny sold $2,389,180 worth of shares (4,000 units at $597.29), decreasing direct ownership by 66% to 2,057 units (SEC Form 4)

  4 - Lumentum Holdings Inc. (0001633978) (Issuer)
• 269d
  SEC Form 3 filed by new insider Chang Eric

  3 - Lumentum Holdings Inc. (0001633978) (Issuer)