Insiders · PFSI

PFSI insider transactions

PennyMac Financial Services Inc. (PFSI) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

PFSI insiders

Everyone who has filed a Form 3, 4, 5 or 144 at PennyMac Financial Services Inc., latest first. Follow anyone to get their next filing.

• Farhad NanjiDirector+$241M
• Sunil ChandraDirector, since September 2024
• David SpectorChairman & CEO, Director-$85.5M
• Joseph F MazzellaDirector-$16.4M
• Gregory L HendryMD, Chief Accounting Officer-$1.56M
• Tiffany ToDirector, since June 2026
• Daniel Stanley PerottiChief Financial Officer-$18.8M
• Mark ElbaumChief Capital Markets Officer, since February 2025-$50.7K
• Marshall SebringChief Investment Officer, since March 2026
• Shiva IyerChief Enterprise Risk Officer, since March 2026
• Derek StarkChief Legal Officer, since April 2021-$4.73M
• Abbie TidmoreChief Revenue Officer, since February 2025-$274K
• James FolletteChief Digital Officer, since April 2022-$5.43M
• Doug JonesDirector, President & CMBO-$31.6M
• Jonathon S JacobsonDirector, since February 2021
• Jeffrey A. PerlowitzDirector
• Theodore W TozerDirector
• Lisa M ShalettDirector
• Anne MccallionDirector-$8.83M
• Patrick KinsellaDirector+$201K-$938K
• Steven Richard BaileyChief Servicing Officer, since April 2022-$7.61M
• Donald J. WhiteChief Risk Officer, since April 2022-$507K
• William Herbert ChangChief Capital Markets Officer, since March 2023-$909K
• James K HuntDirector-$2.15M
• Emily Ann YoussoufDirector-$599K
• Vandad FartajOfficer-$1.58M
• MFN Partners, LPDirector, since March 2021+$259M
• Kurland Family Investments, LLC10% owner-$62.6M
• David M WalkerOfficer-$5.09M
• Jeffrey GroginOfficer-$1.43M
• Andrew S ChangOfficer
• Stanford L KurlandDirector, 10% owner-$1.88M

Recent Form 3, 4, and 5 filings for PFSI

• 4d
  Director Nanji Farhad was granted 545 shares, increasing direct ownership by 0.29% to 188,761 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 4d
  Director Chandra Sunil was granted 550 shares, increasing direct ownership by 11% to 5,698 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 4d
  Chairman & CEO Spector David disposed of 25,000 shares, decreasing direct ownership by 5% to 454,401 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 96d
  Chairman & CEO Spector David disposed of 25,000 shares, decreasing direct ownership by 5% to 479,401 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 96d
  Director Nanji Farhad was granted 379 shares, increasing direct ownership by 0.20% to 188,216 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 96d
  Director Chandra Sunil was granted 377 shares, increasing direct ownership by 8% to 5,148 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 129d
  MD, Chief Accounting Officer Hendry Gregory L exercised 2,177 shares at a strike of $24.40 and sold $189,160 worth of shares (2,177 units at $86.89) as part of a pre-agreed trading plan (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 137d
  MD, Chief Accounting Officer Hendry Gregory L exercised 2,943 shares at a strike of $18.05 and sold $240,473 worth of shares (2,943 units at $81.71) as part of a pre-agreed trading plan (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 152d
  New insider To Tiffany claimed ownership of 1,502 shares (SEC Form 3)

  3 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 174d
  Chief Financial Officer Perotti Daniel Stanley sold $255,938 worth of shares (2,925 units at $87.50) as part of a pre-agreed trading plan (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 179d
  Chairman & CEO Spector David sold $879,858 worth of shares (10,000 units at $87.99) as part of a pre-agreed trading plan (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 184d
  Chairman & CEO Spector David disposed of 25,000 shares, decreasing direct ownership by 5% to 504,401 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 185d
  Director Nanji Farhad was granted 338 shares, increasing direct ownership by 0.18% to 187,837 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 185d
  Director Mazzella Joseph F was granted 359 shares, increasing direct ownership by 0.44% to 81,905 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 185d
  Director Chandra Sunil was granted 336 shares, increasing direct ownership by 8% to 4,771 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 207d
  SEC Form 4 filed by Spector David

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 228d
  SEC Form 3 filed by new insider Sebring Marshall

  3 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 228d
  SEC Form 3 filed by new insider Iyer Shiva

  3 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 244d
  Chairman & CEO Spector David sold $1,938,198 worth of shares (22,436 units at $86.39), decreasing direct ownership by 2% to 529,401 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 249d
  Chief Legal Officer Stark Derek covered exercise/tax liability with 467 shares and sold $93,446 worth of shares (1,066 units at $87.66), decreasing direct ownership by 7% to 20,944 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 250d
  Chief Capital Markets Officer Elbaum Mark covered exercise/tax liability with 71 shares, decreasing direct ownership by 1% to 5,333 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 250d
  Chief Revenue Officer Tidmore Abbie covered exercise/tax liability with 300 shares, decreasing direct ownership by 3% to 8,656 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 250d
  Chief Digital Officer Follette James covered exercise/tax liability with 599 shares, decreasing direct ownership by 5% to 11,734 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 250d
  Director, President & CMBO Jones Doug covered exercise/tax liability with 1,704 shares, decreasing direct ownership by 6% to 29,088 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 250d
  MD, Chief Accounting Officer Hendry Gregory L covered exercise/tax liability with 32 shares, decreasing direct ownership by 0.07% to 48,968 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 250d
  Chief Financial Officer Perotti Daniel Stanley covered exercise/tax liability with 849 shares, decreasing direct ownership by 5% to 15,701 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 250d
  Chairman & CEO Spector David covered exercise/tax liability with 3,097 shares, decreasing direct ownership by 0.57% to 541,837 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 254d
  Chief Revenue Officer Tidmore Abbie covered exercise/tax liability with 204 shares, decreasing direct ownership by 2% to 8,956 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 254d
  Chief Legal Officer Stark Derek covered exercise/tax liability with 345 shares and sold $174,124 worth of shares (1,903 units at $91.50), decreasing direct ownership by 9% to 22,477 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 254d
  Chief Financial Officer Perotti Daniel Stanley covered exercise/tax liability with 616 shares, decreasing direct ownership by 4% to 16,550 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 254d
  Director, President & CMBO Jones Doug covered exercise/tax liability with 1,597 shares, decreasing direct ownership by 5% to 30,792 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 254d
  MD, Chief Accounting Officer Hendry Gregory L covered exercise/tax liability with 45 shares, decreasing direct ownership by 0.09% to 49,000 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 254d
  Chief Digital Officer Follette James covered exercise/tax liability with 554 shares, decreasing direct ownership by 4% to 12,333 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 254d
  Chairman & CEO Spector David covered exercise/tax liability with 3,106 shares, decreasing direct ownership by 0.57% to 544,934 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 257d
  Chief Revenue Officer Tidmore Abbie covered exercise/tax liability with 565 shares and converted options into 2,054 shares, increasing direct ownership by 19% to 9,160 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 257d
  Chief Digital Officer Follette James converted options into 3,424 shares and covered exercise/tax liability with 1,228 shares, increasing direct ownership by 21% to 12,887 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 257d
  Director, President & CMBO Jones Doug converted options into 7,610 shares and covered exercise/tax liability with 2,731 shares, increasing direct ownership by 18% to 32,389 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 257d
  Chief Legal Officer Stark Derek converted options into 2,130 shares and covered exercise/tax liability with 780 shares, increasing direct ownership by 6% to 24,725 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 257d
  MD, Chief Accounting Officer Hendry Gregory L covered exercise/tax liability with 126 shares and converted options into 304 shares, increasing direct ownership by 0.36% to 49,045 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 257d
  Chief Financial Officer Perotti Daniel Stanley converted options into 3,805 shares and covered exercise/tax liability with 1,366 shares, increasing direct ownership by 17% to 17,166 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 257d
  Chairman & CEO Spector David converted options into 13,699 shares and covered exercise/tax liability with 7,391 shares, increasing direct ownership by 1% to 548,040 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 261d
  Chairman & CEO Spector David sold $1,223,855 worth of shares (12,950 units at $94.51), decreasing direct ownership by 0.54% to 541,732 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  Chief Revenue Officer Tidmore Abbie covered exercise/tax liability with 171 shares, decreasing direct ownership by 2% to 7,671 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  Chief Legal Officer Stark Derek covered exercise/tax liability with 388 shares, decreasing direct ownership by 2% to 23,375 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  MD, Chief Accounting Officer Hendry Gregory L covered exercise/tax liability with 80 shares, decreasing direct ownership by 0.16% to 48,867 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  Chief Digital Officer Follette James covered exercise/tax liability with 472 shares, decreasing direct ownership by 4% to 10,691 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  Chief Capital Markets Officer Elbaum Mark covered exercise/tax liability with 169 shares, decreasing direct ownership by 3% to 5,404 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  Director, President & CMBO Jones Doug covered exercise/tax liability with 904 shares, decreasing direct ownership by 3% to 27,510 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  Chairman & CEO Spector David covered exercise/tax liability with 2,987 shares, decreasing direct ownership by 0.55% to 544,682 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 262d
  Chief Financial Officer Perotti Daniel Stanley covered exercise/tax liability with 631 shares, returned 71 shares to the company and sold $272,902 worth of shares (2,925 units at $93.30), decreasing direct ownership by 5% to 14,727 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  Chief Revenue Officer Tidmore Abbie was granted 2,964 shares, increasing direct ownership by 61% to 7,842 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  Chief Legal Officer Stark Derek was granted 3,142 shares, increasing direct ownership by 15% to 23,763 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  Chief Financial Officer Perotti Daniel Stanley was granted 5,465 shares, increasing direct ownership by 55% to 15,429 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  MD, Chief Accounting Officer Hendry Gregory L was granted 314 shares, increasing direct ownership by 0.65% to 48,947 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  Chief Digital Officer Follette James was granted 3,825 shares, increasing direct ownership by 52% to 11,163 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  Chief Capital Markets Officer Elbaum Mark was granted 1,366 shares, increasing direct ownership by 32% to 5,573 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  Director, President & CMBO Jones Doug was granted 9,358 shares, increasing direct ownership by 49% to 28,414 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 264d
  Chairman & CEO Spector David disposed of 25,000 shares and was granted 19,810 shares, decreasing direct ownership by 0.94% to 547,669 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 267d
  Director Jacobson Jonathon S was granted 1,963 shares, increasing direct ownership by 23% to 10,579 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)
• 268d
  Director Perlowitz Jeffrey A. was granted 2,295 shares, increasing direct ownership by 13% to 20,302 units (SEC Form 4)

  4 - PennyMac Financial Services, Inc. (0001745916) (Issuer)