Insiders · PRU

PRU insider transactions

Prudential Financial Inc. (PRU) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

PRU insiders

Everyone who has filed a Form 3, 4, 5 or 144 at Prudential Financial Inc., latest first. Follow anyone to get their next filing.

• George P Waldeck Jr.Executive Vice President, since February 2026
• Andrew F SullivanChief Executive Officer, Director-$11.1M
• Joseph J WolkDirector, since September 2025+$42.1K
• Michael TodmanDirector+$40.8K-$333K
• Thomas D StoddardDirector, since June 2025+$25.7K
• Christine A PoonDirector
• Sandra PianaltoDirector
• Maryann T. MannenDirector, since May 2026
• Wendy Elizabeth JonesDirector+$81K
• Martina HundmejeanDirector
• Carmine Di SibioDirector, since July 2024+$22.2K
• Gilbert F CasellasDirector
• Robert E BoyleSenior Vice President, since April 2025
• Ann M KapplerEVP and General Counsel-$5.41M
• Prudential Insurance Co Of America10% owner+$220M-$5.31M
• Jacques ChappuisExecutive Vice President, since March 2025+$101K
• Vicki WaliaExecutive Vice President, since March 2025
• Timothy L SchmidtSenior Vice President-$5.94M
• Charles F LowreyChairman of the Board, Director-$46.4M
• Yanela FriasEVP and CFO, since March 2024
• Scott CaseExecutive Vice President, since November 2024
• Caroline FeeneyExecutive Vice President, since January 2023+$42.4K-$3.53M
• Douglas A ScovannerDirector
• Robert AxelSVP and Controller-$1.98M
• Kathleen MurphyDirector, since September 2023
• Robert FalzonEVP and Vice Chairman-$30.2M
• Lucien AlziariExecutive Vice President
• PGIM Strategic Investments, Inc.10% owner, since December 2023+$131M
• Kenneth TanjiEVP and CFO-$9.96M
• Stacey GoodmanExecutive Vice President
• Prudential Financial Inc10% owner, since August 2022+$47.4M
• Karl J KrapekDirector
• Thomas J Baltimore JrDirector
• Candace WoodsOfficer-$147K
• Scott SleysterOfficer-$5.96M
• Peter R LighteDirector
• George PazDirector
• Nicholas C SilitchOfficer-$4.59M

Recent Form 3, 4, and 5 filings for PRU

• 5d
  Executive Vice President Waldeck George P Jr. converted options into 1,774 shares and covered exercise/tax liability with 823 shares, increasing direct ownership by 1% to 70,784 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 9d
  Large owner Prudential Insurance Co Of America sold $9,267,666 worth of Class I common shares of beneficial interest, par val $0.001 (382,803 units at $24.21) (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Reporting)
• 55d
  SEC Form 4 filed by Chief Executive Officer Sullivan Andrew F

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Wolk Joseph J

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Todman Michael

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Stoddard Thomas D

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Poon Christine A

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Pianalto Sandra

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Mannen Maryann T.

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Jones Wendy Elizabeth

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Hundmejean Martina

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Di Sibio Carmine

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 55d
  SEC Form 4 filed by Director Casellas Gilbert F

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 67d
  Senior Vice President Boyle Robert E converted options into 353 shares and covered exercise/tax liability with 115 shares, increasing direct ownership by 4% to 5,972 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 82d
  EVP and General Counsel Kappler Ann M sold $956,577 worth of shares (7,652 units at $125.01), decreasing direct ownership by 35% to 14,407 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 101d
  Large owner Prudential Insurance Co Of America sold $5,314,972 worth of Class I common shares of beneficial interest (214,746 units at $24.75) (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Reporting)
• 114d
  Large owner Prudential Financial Inc bought $30,000,000 worth of Series K Mandatory Redeemable Preferred Stock (3,000,000 units at $10.00) and bought $30,000,000 worth of Series L Mandatory Redeemable Preferred Stock (3,000,000 units at $10.00) (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Reporting)
• 146d
  SEC Form 4 filed by Chief Executive Officer Sullivan Andrew F

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Wolk Joseph J

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Todman Michael

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Stoddard Thomas D

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Poon Christine A

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Pianalto Sandra

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Mannen Maryann T.

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Jones Wendy Elizabeth

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Hundmejean Martina

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Di Sibio Carmine

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 146d
  SEC Form 4 filed by Director Casellas Gilbert F

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 174d
  EVP and General Counsel Kappler Ann M sold $1,402,135 worth of shares (13,580 units at $103.25), decreasing direct ownership by 38% to 22,059 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Wolk Joseph J

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Todman Michael

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Stoddard Thomas D

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  Director Poon Christine A returned $181,054 worth of shares to the company (1,765 units at $102.58) and converted options into 1,765 shares (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Pianalto Sandra

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Jones Wendy Elizabeth

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Hundmejean Martina

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Di Sibio Carmine

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  Director Casellas Gilbert F converted options into 1,765 shares and returned $181,054 worth of shares to the company (1,765 units at $102.58) (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  SEC Form 4 filed by Director Mannen Maryann T.

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 178d
  New insider Mannen Maryann T. claimed no ownership of stock in the company (SEC Form 3)

  3 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 188d
  Executive Vice President Chappuis Jacques covered exercise/tax liability with 5,715 shares and converted options into 10,333 shares, increasing direct ownership by 462% to 5,618 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 191d
  Large owner Prudential Insurance Co Of America bought $8,200,000 worth of Class I Common Stock (270,092 units at $30.36) (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Reporting)
• 237d
  SEC Form 4 filed by Chief Executive Officer Sullivan Andrew F

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Wolk Joseph J

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Todman Michael

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Stoddard Thomas D

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Poon Christine A

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Pianalto Sandra

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Jones Wendy Elizabeth

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Hundmejean Martina

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Di Sibio Carmine

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 237d
  SEC Form 4 filed by Director Casellas Gilbert F

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 243d
  SEC Form 4 filed by Chief Executive Officer Sullivan Andrew F

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 250d
  Executive Vice President Walia Vicki converted options into 2,384 shares and covered exercise/tax liability with 815 shares, increasing direct ownership by 43% to 5,237 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 250d
  Executive Vice President Waldeck George P Jr. converted options into 5,588 shares and covered exercise/tax liability with 1,652 shares, increasing direct ownership by 6% to 69,833 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 250d
  Chief Executive Officer Sullivan Andrew F converted options into 11,711 shares and covered exercise/tax liability with 5,668 shares, increasing direct ownership by 14% to 50,216 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 250d
  Senior Vice President Schmidt Timothy L converted options into 4,779 shares and covered exercise/tax liability with 2,285 shares, increasing direct ownership by 14% to 20,309 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 250d
  Chairman of the Board Lowrey Charles F converted options into 31,985 shares and covered exercise/tax liability with 16,938 shares, increasing direct ownership by 7% to 219,275 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 250d
  EVP and General Counsel Kappler Ann M covered exercise/tax liability with 3,297 shares and converted options into 7,071 shares, increasing direct ownership by 12% to 35,639 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)
• 250d
  EVP and CFO Frias Yanela converted options into 4,007 shares and covered exercise/tax liability with 1,402 shares, increasing direct ownership by 13% to 22,794 units (SEC Form 4)

  4 - PRUDENTIAL FINANCIAL INC (0001137774) (Issuer)