Insiders · ROIC

ROIC insider transactions

Retail Opportunity Investments Corp. (ROIC) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

ROIC insiders

Everyone who has filed a Form 3, 4, 5 or 144 at Retail Opportunity Investments Corp., latest first. Follow anyone to get their next filing.

• Richard A. BakerNon-Executive Chairman, Director
• Michael B. HainesEVP CFO, Treasurer & Secretary
• Michael J. IndiveriDirector+$16.7K
• Zabrina JenkinsDirector, since December 2021
• Stuart A TanzChief Executive Officer, Director
• Lauren N. SilveiraVP, Chief Accounting Officer, since May 2023
• Angela K HoDirector, since March 2021
• Lee S NeibartDirector
• Richard K. SchoebelChief Operating Officer-$385K
• Eric S ZornDirector-$524K
• Adrienne Banks PittsDirector, since December 2021
• Laura H PomerantzDirector-$303K
• Laurie A. SneveOfficer
• Charles J. PersicoDirector

Recent Form 3, 4, and 5 filings for ROIC

• 633d
  Non-Executive Chairman Baker Richard A. returned $6,488,055 worth of shares to the company (370,746 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  EVP CFO, TREASURER & SECRETARY Haines Michael B. returned $7,868,158 worth of shares to the company (449,609 units at $17.50) (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Director Indiveri Michael J. returned $1,803,970 worth of shares to the company (103,084 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Director Jenkins Zabrina returned $335,895 worth of shares to the company (19,194 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Chief Executive Officer Tanz Stuart A returned $40,539,712 worth of shares to the company (2,316,555 units at $17.50) (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  VP, Chief Accounting Officer Silveira Lauren N. returned $589,505 worth of shares to the company (33,686 units at $17.50) (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Director Ho Angela K returned $461,125 worth of shares to the company (26,350 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Director Neibart Lee S returned $2,398,095 worth of shares to the company (137,034 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Chief Operating Officer Schoebel Richard K. returned $10,080,210 worth of shares to the company (576,012 units at $17.50) (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Director Zorn Eric S returned $1,580,180 worth of shares to the company (90,296 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Director Pitts Adrienne Banks returned $335,895 worth of shares to the company (19,194 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 633d
  Director Pomerantz Laura H returned $1,026,970 worth of shares to the company (58,684 units at $17.50), closing all direct ownership in the company (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 657d
  Non-Executive Chairman Baker Richard A. was granted 17,466 shares and covered exercise/tax liability with 5,650 shares, increasing direct ownership by 3% to 370,746 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 675d
  Chief Operating Officer Schoebel Richard K. covered exercise/tax liability with 12,742 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 675d
  Chief Executive Officer Tanz Stuart A covered exercise/tax liability with 38,268 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 675d
  Non-Executive Chairman Baker Richard A. covered exercise/tax liability with 5,390 shares, decreasing direct ownership by 1% to 358,930 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 675d
  EVP CFO, TREASURER & SECRETARY Haines Michael B. covered exercise/tax liability with 11,774 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 675d
  VP, Chief Accounting Officer Silveira Lauren N. covered exercise/tax liability with 3,423 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 679d
  EVP CFO, TREASURER & SECRETARY Haines Michael B. was granted 67,944 shares and covered exercise/tax liability with 56,638 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 679d
  Chief Executive Officer Tanz Stuart A was granted 219,178 shares and covered exercise/tax liability with 203,007 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 679d
  Chief Operating Officer Schoebel Richard K. was granted 74,520 shares and covered exercise/tax liability with 62,484 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 693d
  Chief Operating Officer Schoebel Richard K. was granted 42,424 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 693d
  Non-Executive Chairman Baker Richard A. was granted 14,242 shares, increasing direct ownership by 4% to 364,320 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 693d
  Chief Executive Officer Tanz Stuart A was granted 128,788 shares and gave a grant of 63,243 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 693d
  EVP CFO, TREASURER & SECRETARY Haines Michael B. was granted 39,394 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 992d
  Baker Richard A. was granted 18,403 shares, increasing direct ownership by 6% to 350,078 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 992d
  Schoebel Richard K. was granted 54,816 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 992d
  Silveira Lauren N. was granted 12,000 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 992d
  Tanz Stuart A was granted 166,406 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 992d
  Haines Michael B. was granted 50,901 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1028d
  Schoebel Richard K. was granted 57,834 shares and covered exercise/tax liability with 20,635 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1028d
  Haines Michael B. was granted 52,746 shares and covered exercise/tax liability with 18,819 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1028d
  Baker Richard A. was granted 18,508 shares and covered exercise/tax liability with 5,985 shares, increasing direct ownership by 4% to 331,675 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1028d
  Tanz Stuart A covered exercise/tax liability with 77,240 shares and was granted 173,504 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Pitts Adrienne Banks was granted 7,127 shares, increasing direct ownership by 59% to 19,194 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Pomerantz Laura H was granted 7,127 shares, increasing direct ownership by 14% to 58,684 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Zorn Eric S was granted 7,127 shares, increasing direct ownership by 9% to 90,296 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Silveira Lauren N. covered exercise/tax liability with 2,458 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Ho Angela K was granted 7,127 shares, increasing direct ownership by 37% to 26,350 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Haines Michael B. covered exercise/tax liability with 14,003 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Jenkins Zabrina was granted 7,127 shares, increasing direct ownership by 59% to 19,194 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Baker Richard A. covered exercise/tax liability with 4,842 shares, decreasing direct ownership by 1% to 319,152 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Indiveri Michael J. was granted 7,127 shares, increasing direct ownership by 8% to 93,184 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Tanz Stuart A covered exercise/tax liability with 51,639 shares and gave a grant of 81,167 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Schoebel Richard K. covered exercise/tax liability with 15,297 shares (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1041d
  Neibart Lee S was granted 7,127 shares, increasing direct ownership by 5% to 137,034 units (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1104d
  Indiveri Michael J. bought $16,740 worth of shares (1,500 units at $11.16) (SEC Form 4)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1165d
  SEC Form 4: Pomerantz Laura H sold $53,820 worth of shares (4,000 units at $13.46), decreasing direct ownership by 7% to 51,557 units

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1278d
  SEC Form 3: New insider Silveira Lauren N. claimed ownership of 27,567 shares

  3 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1341d
  SEC Form 4: Pomerantz Laura H sold $148,789 worth of shares (10,800 units at $13.78), decreasing direct ownership by 16% to 55,557 units

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1356d
  SEC Form 4: Sneve Laurie A. was granted 20,000 shares

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1356d
  SEC Form 4: Haines Michael B. was granted 43,417 shares

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1356d
  SEC Form 4: Schoebel Richard K. was granted 47,619 shares

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1356d
  SEC Form 4: Tanz Stuart A was granted 140,056 shares

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1356d
  SEC Form 4: Baker Richard A. was granted 14,881 shares, increasing direct ownership by 5% to 323,994 units

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1383d
  SEC Form 4: Schoebel Richard K. was granted 44,657 shares and covered exercise/tax liability with 15,442 shares to satisfy withholding obligation

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1383d
  SEC Form 4: Haines Michael B. was granted 40,727 shares and covered exercise/tax liability with 14,083 shares to cover withholding tax

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1383d
  SEC Form 4: Tanz Stuart A was granted 358,974 shares, covered exercise/tax liability with 46,444 shares and gifted 225,000 shares to satisfy tax liability

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1383d
  SEC Form 4: Baker Richard A. was granted 14,289 shares and covered exercise/tax liability with 4,616 shares, increasing direct ownership by 3% to 309,113 units (withholding obligation)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)
• 1405d
  SEC Form 4: Tanz Stuart A covered exercise/tax liability with 46,097 shares (for withholding tax)

  4 - RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) (Issuer)