Insiders · SWZ

SWZ insider transactions

Total Return Securities Fund (SWZ) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for SWZ

• 5d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 16d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 19d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 24d
  SEC Form 3 filed by new insider Harris Ben H

  3 - Total Return Securities Fund (0000813623) (Issuer)
• 25d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 30d
  SEC Form 4 filed by Dakos Andrew

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 37d
  SEC Form 4 filed by Goldstein Phillip

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 43d
  President and CEO Dakos Andrew bought $30,144 worth of shares (5,024 units at $6.00) (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 47d
  President and CEO Dakos Andrew bought $146,745 worth of shares (24,500 units at $5.99) (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 47d
  Secretary Goldstein Phillip bought $59,900 worth of shares (10,000 units at $5.99), increasing direct ownership by 11% to 103,234 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 51d
  Secretary Goldstein Phillip bought $30,050 worth of shares (5,000 units at $6.01), increasing direct ownership by 6% to 93,234 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 52d
  President and CEO Dakos Andrew bought $89,762 worth of shares (14,918 units at $6.02) (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 54d
  President and CEO Dakos Andrew bought $43,250 worth of shares (7,000 units at $6.18) (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 59d
  Director Goldstein Phillip bought $30,650 worth of shares (5,000 units at $6.13), increasing direct ownership by 6% to 87,910 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 59d
  President and CEO Dakos Andrew bought $34,859 worth of shares (5,674 units at $6.14) (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 61d
  President and CEO Dakos Andrew bought $49,075 worth of shares (8,000 units at $6.13) (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 74d
  Director Goldstein Phillip bought $60,700 worth of shares (10,000 units at $6.07), increasing direct ownership by 14% to 82,910 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 79d
  President and CEO Dakos Andrew bought $95,850 worth of shares (16,000 units at $5.99), increasing direct ownership by 68% to 39,453 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 80d
  Director Sell Moritz A bought $12,658 worth of shares (2,120 units at $5.97), increasing direct ownership by 27% to 9,998 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 81d
  Director Goldstein Phillip bought $59,200 worth of shares (10,000 units at $5.92), increasing direct ownership by 16% to 72,910 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 88d
  Director Hellerman Gerald returned $11,952 worth of shares to the company (1,755 units at $6.81), decreasing direct ownership by 33% to 3,527 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 88d
  Secretary Das Rajeev P returned $1,130 worth of shares to the company (166 units at $6.81), decreasing direct ownership by 33% to 334 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 88d
  Director Sell Moritz A returned $26,709 worth of shares to the company (3,922 units at $6.81), decreasing direct ownership by 33% to 7,878 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 88d
  Director Goldstein Phillip returned $213,248 worth of shares to the company (31,314 units at $6.81), decreasing direct ownership by 33% to 62,910 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 88d
  President and CEO Dakos Andrew returned $86,296 worth of shares to the company (12,672 units at $6.81), decreasing direct ownership by 33% to 23,453 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 115d
  Large owner Css Llc/Il sold $124,845 worth of shares (19,968 units at $6.25), decreasing direct ownership by 1% to 1,686,971 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 117d
  Large owner Css Llc/Il sold $178,732 worth of shares (28,567 units at $6.26), decreasing direct ownership by 2% to 1,706,939 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 129d
  Large owner Css Llc/Il sold $43,600 worth of shares (7,000 units at $6.23), decreasing direct ownership by 0.40% to 1,735,506 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 130d
  New insider Css Llc/Il claimed ownership of 1,742,506 shares (SEC Form 3)

  3 - Total Return Securities Fund (0000813623) (Issuer)
• 134d
  Director Sell Moritz A exercised 7,400 shares at a strike of $6.07, increasing direct ownership by 168% to 11,800 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 134d
  President and CEO Dakos Andrew exercised 35,064 shares at a strike of $6.07, increasing direct ownership by 54,788% to 35,128 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 134d
  Secretary Das Rajeev P exercised 468 shares at a strike of $6.07, increasing direct ownership by 1,462% to 500 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 134d
  Director Goldstein Phillip exercised 80,976 shares at a strike of $6.07, increasing direct ownership by 661% to 93,224 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 178d
  Director Sell Moritz A bought $6,055 worth of shares (1,000 units at $6.05), increasing direct ownership by 29% to 4,400 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 298d
  Director Sell Moritz A bought $11,507 worth of shares (1,815 units at $6.34), increasing direct ownership by 115% to 3,400 units (SEC Form 4)

  4 - Total Return Securities Fund (0000813623) (Issuer)
• 387d
  Director Hellerman Gerald sold $379 worth of shares (41 units at $9.24), decreasing direct ownership by 0.77% to 5,283 units (SEC Form 4)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 387d
  New insider Bulldog Investors, Llp claimed no ownership of stock in the company (SEC Form 3)

  3 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 459d
  Director Goldstein Phillip sold $38,321 worth of shares (4,535 units at $8.45), decreasing direct ownership by 27% to 12,248 units (SEC Form 4)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1513d
  SEC Form 4: Dakos Andrew bought $8,820 worth of shares (1,000 units at $8.82)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1514d
  SEC Form 4: Hellerman Gerald bought $8,850 worth of shares (1,000 units at $8.85), increasing direct ownership by 23% to 5,324 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1541d
  SEC Form 4: Dakos Andrew bought $9,340 worth of shares (1,000 units at $9.34)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1754d
  SEC Form 4: GOLDSTEIN PHILLIP sold $11,865 worth of Common Stock (1,212 units at $9.79), decreasing direct ownership by 7% to 16,783 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1783d
  SEC Form 4 filed by Swiss Helvetia Fund, Inc. (The)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1786d
  SEC Form 4: GOLDSTEIN PHILLIP sold $19,284 worth of Common Stock (1,994 units at $9.67), decreasing direct ownership by 2% to 94,953 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1787d
  SEC Form 4 filed by Swiss Helvetia Fund, Inc. (The)

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)
• 1815d
  SEC Form 4: SELL MORITZ A sold $18,240 worth of Common Stock (2,000 units at $9.12), decreasing direct ownership by 60% to 1,330 units

  4 - SWISS HELVETIA FUND, INC. (0000813623) (Issuer)