Gerald Hellerman
Director at Total Return Securities Fund (SWZ)
Gerald Hellerman has filed 16 insider reports with the SEC since February 2021, as director at Total Return Securities Fund (SWZ), director at High Income Securities Fund (PCF) and director at Special Opportunities Fund, Inc. (SPE). Gerald Hellerman made no open-market purchases or sales in the last 12 months. The latest filing, on January 27, 2026, reports sale back to the company at Total Return Securities Fund (SWZ).
- Filings
- 16
- Companies
- 3
- Bought on market
- $377K
- Sold on market
- $92.1K
Companies where Gerald Hellerman is an insider
| Company | Role | Shares held | Bought | Sold | Last filing |
|---|---|---|---|---|---|
| SWZ Total Return Securities Fund | Director | 3,527 | $8,850 | $379 | Jan 27, 2026 |
| PCF High Income Securities Fund | Director | 37,000 | $223K | $91.7K | Dec 30, 2024 |
| SPE Special Opportunities Fund, Inc. | Director | 43,584 | $145K | Apr 7, 2022 |
Shares held: common shares owned directly after the latest filing that states it.
Every filing
- Jan 23, 2026SWZDirector Hellerman Gerald returned $11,952 worth of shares to the company (1,755 units at $6.81), decreasing direct ownership by 33% to 3,527 unitsForm 4Sale back to the company
- Apr 2, 2025-$379SWZDirector Hellerman Gerald sold $379 worth of shares (41 units at $9.24), decreasing direct ownership by 0.77% to 5,283 unitsForm 4Open-market sale
- Dec 26, 2024-$1,676PCFDirector Hellerman Gerald sold $1,676 worth of shares (259 units at $6.47), decreasing direct ownership by 0.70% to 37,000 unitsForm 4Open-market sale
- Dec 19, 2024+$12.7KPCFDirector Hellerman Gerald bought $12,680 worth of shares (2,000 units at $6.34), increasing direct ownership by 6% to 37,259 unitsForm 4/AOpen-market purchase
- Dec 17, 2024+$204KPCFDirector Hellerman Gerald bought $203,871 worth of shares (30,934 units at $6.59), increasing direct ownership by 715% to 35,259 unitsForm 4/AOpen-market purchase
- Dec 12, 2024PCFDirector Hellerman Gerald returned $269,664 worth of shares to the company (38,142 units at $7.07), decreasing direct ownership by 90% to 4,325 unitsForm 4Sale back to the company
- Aug 15, 2024PCFDirector Hellerman Gerald exercised 2,441 shares at a strike of $6.48, increasing direct ownership by 6% to 42,467 unitsForm 4Exercise or conversion of a derivative
- Jun 4, 2024+$681PCFHellerman Gerald bought $681 worth of shares (100 units at $6.81), increasing direct ownership by 0.25% to 40,026 unitsForm 4/AOpen-market purchase
- Apr 6, 2022+$82.8KSPESEC Form 4: Hellerman Gerald returned $83,675 worth of shares to the company (5,333 units at $15.69) and bought $82,805 worth of shares (5,600 units at $14.79), increasing direct ownership by 0.62% to 43,584 unitsForm 4Sale back to the companyOpen-market purchase
- Mar 2, 2022+$8,850SWZSEC Form 4: Hellerman Gerald bought $8,850 worth of shares (1,000 units at $8.85), increasing direct ownership by 23% to 5,324 unitsForm 4Open-market purchase
- Jan 28, 2022+$24.4KSPESEC Form 4: Hellerman Gerald bought $24,386 worth of shares (1,670 units at $14.60), increasing direct ownership by 4% to 43,318 unitsForm 4Open-market purchase
- Jan 21, 2022+$5,796PCFSEC Form 4: Hellerman Gerald bought $5,796 worth of shares (700 units at $8.28), increasing direct ownership by 2% to 32,035 unitsForm 4Open-market purchase
- Nov 2, 2021PCFSEC Form 4: Hellerman Gerald exercised 19,072 shares at a strike of $8.36, increasing direct ownership by 163% to 30,778 unitsForm 4Exercise or conversion of a derivative
- Sep 20, 2021+$37.5KSPESEC Form 4: Hellerman Gerald bought $37,488 worth of Common Stock (2,472 units at $15.17), increasing direct ownership by 6% to 41,648 unitsForm 4Open-market purchase
- Sep 17, 2021-$90KPCFSEC Form 4: Hellerman Gerald sold $90,000 worth of Common Stock (9,000 units at $10.00), decreasing direct ownership by 45% to 11,012 unitsForm 4Open-market sale
- Feb 2, 2021PCFSEC Form 4: Gerald Hellerman exercised 11,183 units of Common Stock at a strike of $8.24, increasing ownership by 139% to 19,234 unitsForm 4Exercise or conversion of a derivative
Other insiders at the same companies
- Moritz A SellSWZ
- Andrew DakosSWZ
- Rajeev P DasSWZ
- Phillip GoldsteinSWZ
- Css LLC/ilSWZ
- Charles C WaldenSPE
- Richard DayanPCF
Questions about Gerald Hellerman
- What is Gerald Hellerman's role at Total Return Securities Fund?
- Gerald Hellerman reports to the SEC as director at Total Return Securities Fund (SWZ), according to the latest filing on January 27, 2026. Gerald Hellerman has also filed as director at High Income Securities Fund (PCF) and director at Special Opportunities Fund, Inc. (SPE).
- How many shares does Gerald Hellerman own?
- After the latest filing that states it, Gerald Hellerman directly owned 3,527 shares of Total Return Securities Fund (SWZ), 37,000 shares of High Income Securities Fund (PCF) and 43,584 shares of Special Opportunities Fund, Inc. (SPE). Shares held through trusts, funds or family members are reported separately and are not counted here.
- Has Gerald Hellerman bought or sold stock recently?
- The most recent open-market purchase was on December 19, 2024: bought 2,000 shares of High Income Securities Fund (PCF) for $12.7K at an average of $6.34. The most recent open-market sale was on April 2, 2025: sold 41 shares of Swiss Helvetia Fund, Inc. (SWZ) for $379 at an average of $9.24.
- How do I get alerts when Gerald Hellerman files?
- Follow Gerald Hellerman on Quantisnow and you get an email, and a phone notification on Plus, within minutes of each new Form 4 or Form 5.
From SEC Forms 4 and 5 filed by Gerald Hellerman (SEC CIK 0001222911). Totals count each trade once, skipping amendments whose original is on file, from Feb 4, 2021 on. View on SEC EDGAR