Insiders · PCF

PCF insider transactions

High Income Securities Fund (PCF) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

PCF insiders

Everyone who has filed a Form 4 or 5 at High Income Securities Fund, latest first. Follow anyone to get their next filing.

• Phillip GoldsteinAffiliate of the Adviser, Director+$627K-$2.91M
• Rajeev P DasAffiliate of the Adviser, Director+$20.3K-$2,892
• Moritz A SellDirector+$109K
• Gerald HellermanDirector+$223K-$91.7K
• Richard DayanDirector+$1,386
• Andrew DakosPresident, Director-$595K
• Ben H HarrisDirector+$16.8K

Recent Form 3, 4, and 5 filings for PCF

• 77d
  Affiliate of the Adviser Goldstein Phillip bought $134,400 worth of shares (25,000 units at $5.38), increasing direct ownership by 52% to 72,860 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 88d
  Affiliate of the Adviser Goldstein Phillip bought $4,341 worth of shares (819 units at $5.30), increasing direct ownership by 2% to 47,860 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 211d
  SEC Form 4 filed by Goldstein Phillip

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 232d
  SEC Form 4 filed by Goldstein Phillip

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 275d
  Affiliate of the Adviser Goldstein Phillip bought $105,960 worth of shares (17,514 units at $6.05), increasing direct ownership by 295% to 23,448 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 290d
  Affiliate of the Adviser Das Rajeev P bought $20,001 worth of shares (3,256 units at $6.14) (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 323d
  Director Goldstein Phillip bought $34,820 worth of shares (5,787 units at $6.02), increasing direct ownership by 3,937% to 5,934 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 575d
  Director Sell Moritz A bought $4,695 worth of shares (789 units at $5.95), increasing direct ownership by 7% to 11,822 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 577d
  Director Sell Moritz A bought $33,733 worth of shares (5,587 units at $6.04), increasing direct ownership by 103% to 11,033 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 582d
  New insider Bulldog Investors, Llp claimed no ownership of stock in the company (SEC Form 3)

  3 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 618d
  Director Goldstein Phillip sold $179,929 worth of shares (26,280 units at $6.85), decreasing direct ownership by 99% to 147 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 639d
  Director Das Rajeev P sold $2,892 worth of shares (431 units at $6.71), closing all direct ownership in the company (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 665d
  Director Sell Moritz A bought $10,556 worth of shares (1,624 units at $6.50), increasing direct ownership by 42% to 5,446 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 676d
  Director Hellerman Gerald sold $1,676 worth of shares (259 units at $6.47), decreasing direct ownership by 0.70% to 37,000 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 683d
  Director Hellerman Gerald bought $12,680 worth of shares (2,000 units at $6.34), increasing direct ownership by 6% to 37,259 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 688d
  Director Hellerman Gerald bought $203,871 worth of shares (30,934 units at $6.59), increasing direct ownership by 715% to 35,259 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 690d
  Director Sell Moritz A returned $238,252 worth of shares to the company (33,699 units at $7.07), decreasing direct ownership by 90% to 3,822 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 690d
  Director Hellerman Gerald returned $269,664 worth of shares to the company (38,142 units at $7.07), decreasing direct ownership by 90% to 4,325 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 690d
  Director Goldstein Phillip returned $1,648,151 worth of shares to the company (233,119 units at $7.07), decreasing direct ownership by 90% to 26,427 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 690d
  Director Dayan Richard returned $34,297 worth of shares to the company (4,851 units at $7.07), decreasing direct ownership by 90% to 549 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 690d
  Director Das Rajeev P returned $26,675 worth of shares to the company (3,773 units at $7.07), decreasing direct ownership by 90% to 114 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 690d
  President Dakos Andrew returned $667,641 worth of shares to the company (94,433 units at $7.07), decreasing direct ownership by 90% to 10,705 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 809d
  Director Sell Moritz A exercised 19,385 shares at a strike of $6.48, increasing direct ownership by 107% to 37,521 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 809d
  Director Hellerman Gerald exercised 2,441 shares at a strike of $6.48, increasing direct ownership by 6% to 42,467 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 809d
  Director Goldstein Phillip exercised 249,773 shares at a strike of $6.48, increasing direct ownership by 2,556% to 259,546 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 809d
  Director Dayan Richard exercised 5,200 shares at a strike of $6.48, increasing direct ownership by 2,600% to 5,400 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 809d
  Director Das Rajeev P exercised 4,158 shares at a strike of $6.48, increasing direct ownership by 11,020% to 1,112 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 809d
  President Dakos Andrew exercised 70,092 shares at a strike of $6.48, increasing direct ownership by 200% to 105,138 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 858d
  Director Goldstein Phillip sold $623,700 worth of shares (90,000 units at $6.93), decreasing direct ownership by 90% to 9,773 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 858d
  Director Dayan Richard bought $1,386 worth of shares (200 units at $6.93) (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 861d
  Director Goldstein Phillip sold $990,893 worth of shares (144,600 units at $6.85), decreasing direct ownership by 59% to 99,773 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 861d
  Director Das Rajeev P bought $318 worth of shares (46 units at $6.92) (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 883d
  Hellerman Gerald bought $681 worth of shares (100 units at $6.81), increasing direct ownership by 0.25% to 40,026 units (SEC Form 4)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1278d
  SEC Form 4 filed by Sell Moritz A

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1291d
  SEC Form 4 filed by Goldstein Phillip

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1299d
  SEC Form 4 filed by Sell Moritz A

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1304d
  SEC Form 4 filed by Goldstein Phillip

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1306d
  SEC Form 4 filed by Goldstein Phillip

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1326d
  SEC Form 4 filed by Goldstein Phillip

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1332d
  SEC Form 4: Goldstein Phillip bought $5,024 worth of shares (790 units at $6.36), increasing direct ownership by 0.38% to 210,863 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1408d
  SEC Form 4: Sell Moritz A bought $13,365 worth of shares (2,064 units at $6.48), increasing direct ownership by 19% to 13,217 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1501d
  SEC Form 4: Sell Moritz A bought $6,660 worth of shares (1,000 units at $6.66), increasing direct ownership by 10% to 11,095 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1611d
  SEC Form 4: Dakos Andrew exercised 33,301 shares at a strike of $8.36, increasing direct ownership by 1,908% to 35,046 units (Amendment)

  4/A - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1745d
  SEC Form 4: Sell Moritz A bought $10,579 worth of shares (1,347 units at $7.85), increasing direct ownership by 16% to 9,672 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1747d
  SEC Form 4: Hellerman Gerald bought $5,796 worth of shares (700 units at $8.28), increasing direct ownership by 2% to 32,035 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1829d
  SEC Form 4: Hellerman Gerald exercised 19,072 shares at a strike of $8.36, increasing direct ownership by 163% to 30,778 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1829d
  SEC Form 4: Sell Moritz A exercised 2,705 shares at a strike of $8.36, increasing direct ownership by 48% to 8,325 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1829d
  SEC Form 4: Goldstein Phillip exercised 209,944 shares at a strike of $8.36, increasing direct ownership by 162,747% to 210,073 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1829d
  SEC Form 4: Dakos Andrew exercised 31,745 shares at a strike of $8.36, increasing direct ownership by 1,819% to 33,490 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1829d
  SEC Form 4: Harris Ben H exercised 3,977 shares at a strike of $8.36, increasing direct ownership by 237% to 5,652 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1829d
  SEC Form 4: Sell Moritz A exercised 5,060 shares at a strike of $8.24, increasing direct ownership by 904% to 5,620 units (Amendment)

  4/A - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1873d
  SEC Form 4: Harris Ben H bought $16,750 worth of Common Stock (1,675 units at $10.00)

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1873d
  SEC Form 4: Hellerman Gerald sold $90,000 worth of Common Stock (9,000 units at $10.00), decreasing direct ownership by 45% to 11,012 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1876d
  SEC Form 4: Dakos Andrew sold $299,480 worth of Common Stock (30,000 units at $9.98), decreasing direct ownership by 95% to 1,745 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1878d
  SEC Form 4: Dakos Andrew sold $198,903 worth of Common Stock (20,000 units at $9.95), decreasing direct ownership by 39% to 31,745 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1906d
  SEC Form 4: GOLDSTEIN PHILLIP sold $279,550 worth of Common Stock (28,000 units at $9.98), decreasing direct ownership by 100% to 129 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1907d
  SEC Form 4: GOLDSTEIN PHILLIP sold $300,865 worth of Common Stock (30,310 units at $9.93), decreasing direct ownership by 52% to 28,129 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1911d
  SEC Form 4 filed by High Income Securities Fund

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1913d
  SEC Form 4: GOLDSTEIN PHILLIP sold $262,261 worth of Common Stock (26,506 units at $9.89), decreasing direct ownership by 24% to 86,157 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)
• 1915d
  SEC Form 4: GOLDSTEIN PHILLIP sold $273,686 worth of Common Stock (27,701 units at $9.88), decreasing direct ownership by 20% to 112,663 units

  4 - HIGH INCOME SECURITIES FUND (0000810943) (Issuer)