Rocket Companies (RKT) executive Brown gave up 58,717 shares at $14.06 to cover taxes or an exercise price
Insider transactions reported
Brian Nicholas Brown (President & Chief Fin Officer at Rocket Companies Inc., RKT) reported that they gave up 58,717 shares at $14.06 to cover taxes or an exercise price between Sep 7, 2026 and Sep 8, 2026. After these transactions the filing shows 1,624,066 shares held directly.
- Reporting person
- Brown Brian Nicholas
- Role
- President & Chief Fin Officer
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Sep 7, 2026 | Shares withheld for taxes or exercise price (F) | Class A common stock1, 2 | -44,042 | $14.06 | $619K | 1,638,741 direct |
| Sep 8, 2026 | Shares withheld for taxes or exercise price (F) | Class A common stock1, 2 | -14,675 | $14.06 | $206K | 1,624,066 direct |
Holdings before and after
- Class A common stock: 1,682,783 to 1,624,066 direct
Other positions listed
- Class L-2 common stock: 395,777 direct
Footnotes from the filing
- 1. Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.
- 2. Includes 395,777 shares of Class A common stock that were previously reported as shares of Class L-1 common stock, which were converted to shares of Class A common stock in accordance with the Issuer's Restated Certificate of Incorporation in a transaction exempted under Rule 16b-3.
Transaction codes in this filing
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Brown report in this RKT Form 4?
Brian Nicholas Brown (President & Chief Fin Officer at Rocket Companies Inc., RKT) reported that they gave up 58,717 shares at $14.06 to cover taxes or an exercise price between Sep 7, 2026 and Sep 8, 2026. After these transactions the filing shows 1,624,066 shares held directly.
How many RKT shares does Brown hold after this filing?
The filing shows 1,624,066 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code F mean on an SEC Form 4?
Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
Historical context for RKT
Across the 19 sessions after earlier RKT headlines, the stock closed higher 9 times and lower 10 times, with a median move of 3.2% in either direction. This shows timing only: many things move a stock in a session, and these figures do not show that any headline caused a move.
| Session | Earlier headline | RKT | SPY |
|---|---|---|---|
| Sep 9, 2026 | Housing Supply Hits 6-Year High As New Listings Jump, Giving Buyers Bargaining Power | -2.8% | -0.5% |
| Sep 3, 2026 | Redfin Report: Florida's Luxury Market Pulls Away From the Pack, With Miami and Tampa Posting Double-Digit Price Increasesand 1 other headline that session | +4.9% | +1.0% |
| Sep 2, 2026 | Redfin Report: San Francisco's Housing Market Booms While Seattle Slumpsand 2 other headlines that session | +4.1% | +0.4% |
| Aug 31, 2026 | Rocket Companies Names Alessio Sanfilippo Chief Executive Officer of Redfinand 1 other headline that session | -2.6% | -0.3% |
| Aug 27, 2026 | Redfin Reports New Listings Hit 4-Month High While Demand Slips, Giving Serious Buyers Chance to Get a Deal Done | +2.4% | +0.7% |
| Aug 25, 2026 | Rocket Money's Rowan Rewrites What AI Can Do in Personal Financeand 1 other headline that session | +1.5% | +0.3% |
Earlier insider filings at RKT
- Sep 9, 2026Chief Technology Officer Malhotra Shawn covered exercise/tax liability with 37,930 shares, decreasing direct ownership by 4% to 867,341 units (SEC Form 4) (for tax liability)
- Sep 9, 2026Pres & CEO, Rocket Mortgage Bray Jesse K covered exercise/tax liability with 29,279 shares, decreasing direct ownership by 0.37% to 7,870,140 units (SEC Form 4) to cover withholding tax
- Sep 9, 2026Chief Operating Officer Lovier Heather M. covered exercise/tax liability with 61,669 shares, decreasing direct ownership by 3% to 2,259,115 units (SEC Form 4) (for withholding tax)
- Sep 9, 2026Chief Executive Officer Krishna Varun covered exercise/tax liability with 185,258 shares, decreasing direct ownership by 9% to 1,958,664 units (SEC Form 4) (for tax liability)
- Sep 9, 2026Director Rizik Matthew converted options into 14,796 shares and disposed of $208,032 worth of shares (14,796 units at $14.06) (SEC Form 4)
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Finance: Consumer Services
- Listed since
- 2020
Follow RKT and get a push notification the moment its next story breaks.