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OpGen (OPGN) executive Bacher acquired 21,250 shares

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Insider transactions reported

Johannes Bacher (executive at OpGen Inc., OPGN) reported that they acquired 21,250 shares between Mar 2, 2022 and Mar 3, 2022. After these transactions the filing shows 81,250 shares held directly.

Reporting person
Bacher Johannes
Common stock and other non-derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Mar 3, 2022Exercise or conversion of a derivative (M)Common Stock+21,250--81,250 direct

Options and other derivatives

Options and other derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Mar 3, 2022Exercise or conversion of a derivative (M)Restricted Stock UnitsOn 21,250 Common Stock1, 2-21,250--21,250 direct
Mar 2, 2022Grant or award (A)Stock Option AwardOn 45,000 Common Stock3, 4+45,000--45,000 direct
Mar 2, 2022Grant or award (A)Restriced Stock UnitsOn 45,000 Common Stock5, 6+45,000--45,000 direct

Holdings before and after

  • Common Stock: 60,000 to 81,250 direct
  • Restricted Stock Units: 42,500 to 21,250 direct
  • Stock Option Award: 0 to 45,000 direct
  • Restriced Stock Units: 0 to 45,000 direct

Footnotes from the filing

  1. 1. Represents vesting of restricted stock units ( RSUs ) granted in March 2021 that convert into common stock on a one-for-one basis.
  2. 2. On March 3, 2021, the Reporting Person was granted 42,500 RSUs. The RSUs were granted subject to forfeiture, which forfeiture restrictions will lapse as to one half of the award on the first and second anniversaries of the date of grant, subject to acceleration as set forth in the Reporting Person's employment agreement with the Registrant.
  3. 3. The exercise price is based on the closing price for shares of OpGen common stock on the date of grant.
  4. 4. Stock option granted under the terms and provisions of the OpGen 2015 Equity Incentive Plan. The stock option vests in two equal annual installments beginning on March 2, 2023.
  5. 5. Each RSU represents a contingent right to receive one share of OpGen common stock.
  6. 6. RSUs granted on March 2, 2022 pursuant to the OpGen 2015 Equity Incentive Plan. The RSUs have a two year vesting schedule, vesting annually in equal installments beginning March 2, 2023.

Transaction codes in this filing

Exercise or conversion of a derivative:
Code M marks the exercise or conversion of an option or other derivative under an exempt plan.

FAQ

What did Bacher report in this OPGN Form 4?

Johannes Bacher (executive at OpGen Inc., OPGN) reported that they acquired 21,250 shares between Mar 2, 2022 and Mar 3, 2022. After these transactions the filing shows 81,250 shares held directly.

How many OPGN shares does Bacher hold after this filing?

The filing shows 81,250 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.

What does transaction code M mean on an SEC Form 4?

Code M marks the exercise or conversion of an option or other derivative under an exempt plan.

Historical context for OPGN

Earlier insider filings at OPGN

Keep researching OPGN

Quantisnow market dataNASDAQ
OpGen Inc. logo
OPGN
OpGen Inc.
Market cap
30-day
Sector
Health Care
Industry
Medical Specialities
Listed since
2015
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