NexPoint Strategic Opportunities Fund (NHF) executive Dondero bought 18,675 shares for $274K at $14.69
Insider transactions reported
James D Dondero (executive at NexPoint Strategic Opportunities Fund, NHF) reported that they bought 18,675 shares for $274K at $14.69 on Oct 18, 2021. After these transactions the filing shows 2,583,600 shares held indirectly (See Footnote).
- Reporting person
- Dondero James D
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Oct 18, 2021 | Open-market purchase (P) | Common Stock1 | +18,675 | $14.69 | $274K | 2,583,600 indirect |
Holdings before and after
- Common Stock: 2,564,925 to 2,583,600 indirect, See Footnote
Other positions listed
- Common Stock: 2,049,750.79 indirect, See Footnote
- Common Stock: 58,755.944 indirect, By employee benefit plan
- Common Stock: 18,915.93 direct
Footnotes from the filing
- 1. These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
- 2. These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Transaction codes in this filing
- Open-market purchase:
- Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
FAQ
What did Dondero report in this NHF Form 4?
James D Dondero (executive at NexPoint Strategic Opportunities Fund, NHF) reported that they bought 18,675 shares for $274K at $14.69 on Oct 18, 2021. After these transactions the filing shows 2,583,600 shares held indirectly (See Footnote).
How many NHF shares does Dondero hold after this filing?
The filing shows 2,583,600 shares held indirectly (See Footnote) after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code P mean on an SEC Form 4?
Code P marks a purchase in the open market or a private deal. The insider paid for these securities.
Historical context for NHF
Earlier insider filings at NHF
- Oct 18, 2021SEC Form 4: Dondero James D bought $536,934 worth of shares (36,595 units at $14.67)
- Oct 15, 2021SEC Form 4: Dondero James D bought $447,343 worth of shares (30,800 units at $14.52)
- Oct 13, 2021SEC Form 4: Froehlich Robert J bought $9,006 worth of shares (632 units at $14.25)
- Oct 12, 2021SEC Form 4: Dondero James D bought $71,350 worth of shares (5,000 units at $14.27)
- Sep 2, 2021SEC Form 4: Dondero James D bought $497,970 worth of Common Stock (32,900 units at $15.14)
Keep researching NHF
- NHF insider tradesEvery buy and sale reported by NexPoint Strategic Opportunities Fund officers, directors and large holders.
- What is Form 4?The SEC filing that reports a change in an insider's holdings, such as a purchase, sale, option exercise or grant, generally within two business days.
- Form 4 explainedForm 4 is the SEC filing that discloses when officers, directors and 10% owners buy or sell company stock, due within 2 business days. Learn every key field and code.
- Insider trading trackerThe latest insider buys and sales across every stock.
- Market cap
- 30-day
- Listed since
- n/a
Follow NHF and get a push notification the moment its next story breaks.