Rafael Holdings (RFL) executive Conkling gave up 15,170 shares at $2.15 to cover taxes or an exercise price
Insider transactions reported
William Conkling (executive at Rafael Holdings Inc., RFL) reported that they gave up 15,170 shares at $2.15 to cover taxes or an exercise price on Jun 21, 2023. After these transactions the filing shows 536,788 shares held directly.
- Reporting person
- Conkling William
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Jun 21, 2023 | Shares withheld for taxes or exercise price (F) | Class B Common Stock, par value $.01 per share1, 2 | -15,170 | $2.15 | $32.6K | 536,788 direct |
Holdings before and after
- Class B Common Stock, par value $.01 per share: 551,958 to 536,788 direct
Footnotes from the filing
- 1. Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.
- 2. Consists of 146,955 shares of stock held directly and 389,833 shares of Restricted Stock that vest as follows: 38,983 shares to vest quarterly, September 21, 2023, through September 21, 2025; and 38,986 shares to vest on December 21, 2025.
Transaction codes in this filing
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Conkling report in this RFL Form 4?
William Conkling (executive at Rafael Holdings Inc., RFL) reported that they gave up 15,170 shares at $2.15 to cover taxes or an exercise price on Jun 21, 2023. After these transactions the filing shows 536,788 shares held directly.
How many RFL shares does Conkling hold after this filing?
The filing shows 536,788 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code F mean on an SEC Form 4?
Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
Historical context for RFL
Earlier insider filings at RFL
- Mar 23, 2023SEC Form 4 filed by Conkling William
- Jan 5, 2023SEC Form 4: Weiss Michael J was granted 27,174 units of Class B Common Stock, increasing direct ownership by 135% to 47,295 units
- Jan 5, 2023SEC Form 4: Greenberg Stephen M was granted 27,174 units of Class B Common Stock, increasing direct ownership by 135% to 47,295 units
- Jan 5, 2023SEC Form 4: Pasche Boris C was granted 27,174 units of Class B Common Stock, increasing direct ownership by 135% to 47,295 units
- Jan 5, 2023SEC Form 4: Mccamish Mark Anthony was granted 27,174 units of Class B Common Stock, increasing direct ownership by 502% to 32,586 units
Keep researching RFL
- RFL insider tradesEvery buy and sale reported by Rafael Holdings Inc. officers, directors and large holders.
- What is Form 4?The SEC filing that reports a change in an insider's holdings, such as a purchase, sale, option exercise or grant, generally within two business days.
- Form 4 explainedForm 4 is the SEC filing that discloses when officers, directors and 10% owners buy or sell company stock, due within 2 business days. Learn every key field and code.
- Insider trading trackerThe latest insider buys and sales across every stock.
- RFL earnings historyPast Rafael Holdings Inc. earnings releases, newest first.
- RFL financial statementsRevenue, profit, cash flow and balance sheet from Rafael Holdings Inc.'s SEC filings.
- Market cap
- 30-day
- Sector
- Health Care
- Industry
- Biotechnology: Pharmaceutical Preparations
- Listed since
- 2018
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