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Athena Technology Acquisition (ATHN) executive Gross received 1,589,488 shares

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Insider transactions reported

William Gross (executive at Athena Technology Acquisition Corp., ATHN) reported that they received 1,589,488 shares on Dec 30, 2021. After these transactions the filing shows 1,589,488 shares held directly.

Reporting person
Gross William
Common stock and other non-derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Dec 30, 2021Grant or award (A)Common stock1+1,589,488--1,589,488 direct

Options and other derivatives

Options and other derivative transactions
DateTypeSecuritySharesPriceValueHeld after
Dec 30, 2021Grant or award (A)Employee Stock Option (right to buy)On 19,355,655 Common Stock2, 3, 4, ...+19,355,655--4,209,710 direct

Holdings before and after

  • Common stock: 0 to 1,589,488 direct
  • Employee Stock Option (right to buy): 0 to 4,209,710 direct

Footnotes from the filing

  1. 1. Received on December 30, 2021 pursuant to that certain Business Combination Agreement ( Merger Agreement ), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ( Athena ), HelioMax Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Heliogen, Inc., a Delaware corporation ( Legacy Heliogen ), in exchange for Legacy Heliogen shares.
  2. 2. The shares underlying the option shall vest in 48 equal monthly installments commencing December 30, 2021, subject to the Reporting Person's continuous service.
  3. 3. Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.
  4. 4. The shares underlying the option vested or shall vest in 48 equal monthly installments commencing December 21, 2020, subject to the Reporting Person's continuous service.

Transaction codes in this filing

Grant or award:
Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.

FAQ

What did Gross report in this ATHN Form 4?

William Gross (executive at Athena Technology Acquisition Corp., ATHN) reported that they received 1,589,488 shares on Dec 30, 2021. After these transactions the filing shows 1,589,488 shares held directly.

How many ATHN shares does Gross hold after this filing?

The filing shows 1,589,488 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.

What does transaction code A mean on an SEC Form 4?

Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.

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