60 institutional investment managers reported RIV positions in their Form 13F filings for Q2 2026, holding 9,592,988 shares worth $112M in total. Sit Investment Associates Inc reported the largest position.

Are funds buying or selling RIV?

In Q2 2026, 9 managers opened new RIV positions, 21 added, 16 trimmed and 6 sold out. Managers that filed in both quarters sold a net 142,342 shares.

How current is this RIV institutional ownership data?

It covers holdings as of the end of Q2 2026. Managers have 45 days after the quarter ends to file Form 13F (by August 14, 2026 for Q2 2026), so positions may have changed since.

Funds · RIV

Who owns RIV?

Institutional ownership of RiverNorth Opportunities Fund Inc. from Form 13F, Q2 2026

60 institutional managers reported holding RiverNorth Opportunities Fund Inc. (RIV) in Form 13F filings for Q2 2026, with 9,592,988 shares worth $112M. The largest reported holder was Sit Investment Associates Inc. Managers that filed both quarters cut a net 142,342 shares (-1.5%). 9 opened new positions and 6 sold out.

Funds holding: 60
Value held: $112M
New / sold out: 9 / 6
Net shares, same filers: -1.5%

Holdings as of June 30, 2026, the end of Q2 2026. Managers have 45 days after a quarter ends to file Form 13F (by August 14, 2026 for Q2 2026), so positions may have changed since.

Largest holders of RIV

Fund	Value	Share of 13F holdings	Shares	Move
Sit Investment Associates Inc	$29.0M	25.9%	2,488,022	Trimmed
Morgan Stanley	$21.8M	19.5%	1,868,969	Trimmed
Penserra Capital Management LLC	$9.0M	8.1%	775,986	Added
LPL Financial LLC	$6.9M	6.2%	595,638	Added
Arete Wealth Advisors, LLC	$5.1M	4.6%	440,153	Added
Bank of America Corp	$3.9M	3.5%	331,846	Added
Wells Fargo & Company	$3.4M	3.0%	292,223	Added
Yakira Capital Management, Inc.	$2.7M	2.4%	232,717	Trimmed
Everstar Asset Management, LLC	$2.5M	2.2%	213,685	Added
Royal Bank of Canada	$2.3M	2.1%	199,892	Trimmed
Envestnet Asset Management Inc	$2.1M	1.8%	177,189	Added
Raymond James Financial Inc	$2.0M	1.8%	169,706	Added
Principal Securities, Inc.	$2.0M	1.8%	168,674	Added
Baird Financial Group, Inc.	$1.4M	1.2%	118,791	Trimmed
Tennessee Valley Asset Management Partners	$1.3M	1.2%	114,169	Trimmed
Marks Group Wealth Management, Inc	$1.3M	1.1%	107,869	Unchanged
Osaic Holdings, Inc.	$1.2M	1.0%	99,572	Trimmed
Nations Financial Group Inc, /Ia/	$995K	0.9%	85,337	Trimmed
Advisory Solutions Group, LLC	$985K	0.9%	84,470	First report
Nomura Holdings Inc	$978K	0.9%	83,864	Unchanged
Advisor OS, LLC	$831K	0.7%	71,289	Added
Opal Wealth Advisors, LLC	$803K	0.7%	68,882	Added
Creative Planning	$794K	0.7%	68,138	New
Allworth Financial LP	$770K	0.7%	66,047	Added
Stifel Financial Corp	$663K	0.6%	56,867	Trimmed

Share of 13F holdings is each fund's shares as a share of the 9,592,988 RIV shares all 13F filers reported, not of shares outstanding.

Biggest buyers in Q2 2026

Raymond James Financial Inc Added+$1.3M
Creative Planning New+$794K
LPL Financial LLC Added+$711K
Everstar Asset Management, LLC Added+$527K
Penserra Capital Management LLC Added+$345K
Choreo, LLC New+$284K
NewEdge Advisors, LLC New+$218K
Clear Street Group Inc. New+$204K
CoreCap Advisors, LLC Added+$178K
Citadel Advisors LLC New+$151K

Biggest sellers in Q2 2026

Absolute Investment Advisers, LLC Sold out-$3.0M
Quarry LP Sold out-$1.3M
Shaker Financial Services, LLC Sold out-$681K
Yakira Capital Management, Inc. Trimmed-$402K
Morgan Stanley Trimmed-$280K
Tennessee Valley Asset Management Partners Trimmed-$198K
Gateway Wealth Partners, LLC Trimmed-$144K
TCP Asset Management, LLC Sold out-$132K
Sit Investment Associates Inc Trimmed-$117K
NWF Advisory Services Inc. Trimmed-$75K

The change in shares since the quarter before, adjusted for stock splits and priced at the Q2 2026 value per share. Funds bought $5.3M and sold $6.7M; 21 added and 16 trimmed.

Schedule 13D and 13G filings on RIV

Owners of more than 5% must file within days, so these can be newer than the 13F data.

2026-10-09ALLIANCEBERNSTEIN L.P. SCHEDULE 13G filed by RiverNorth Opportunities Fund Inc.Schedule 13G
2026-10-09Equitable Holdings, Inc. SCHEDULE 13G filed by RiverNorth Opportunities Fund Inc.Schedule 13G
2026-09-21THRIVENT FINANCIAL FOR LUTHERANS SCHEDULE 13G filed by RiverNorth Opportunities Fund Inc.Schedule 13G
2025-11-03SIT INVESTMENT ASSOCIATES INC SCHEDULE 13G filed by RiverNorth Opportunities Fund Inc.Schedule 13G

Questions about RIV ownership

Who owns RIV stock?: 60 institutional investment managers reported RIV positions in their Form 13F filings for Q2 2026, holding 9,592,988 shares worth $112M in total. Sit Investment Associates Inc reported the largest position.
Are funds buying or selling RIV?: In Q2 2026, 9 managers opened new RIV positions, 21 added, 16 trimmed and 6 sold out. Managers that filed in both quarters sold a net 142,342 shares.
How current is this RIV institutional ownership data?: It covers holdings as of the end of Q2 2026. Managers have 45 days after the quarter ends to file Form 13F (by August 14, 2026 for Q2 2026), so positions may have changed since.

From the SEC's Form 13F data sets for Q2 2026: every 13F holdings report, matched to RIV by CUSIP. Options are left out. RIV news and filings · RIV insider trades · Top funds