LPLA · Categories · Form 4
LPLA - SEC Form 4 insider transactions
LPL Financial Holdings Inc. (LPLA) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.
Recent Form 4 for LPLA
- SEC Form 4 filed by Audette Matthew J4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by Thomas Corey E.4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by Schifter Richard P4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by Putnam James S4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by Mnookin Allison4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by Glavin William Francis Jr4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by Eberhart Paulett4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by Bernard Edward C4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- SEC Form 4 filed by LPL Financial Holdings Inc.4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Jambusaria Aneri sold $94,248 worth of shares (308 units at $306.00), decreasing direct ownership by 4% to 6,723 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Chief Executive Officer Steinmeier Richard covered exercise/tax liability with 2,619 shares and was granted 12,781 shares, increasing direct ownership by 109% to 19,488 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Principal Accounting Officer Reeping Katharine was granted 454 shares and covered exercise/tax liability with 212 shares, increasing direct ownership by 12% to 2,214 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Morningstar Matthew was granted 1,122 shares, increasing direct ownership by 49% to 3,415 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Jambusaria Aneri was granted 2,244 shares and covered exercise/tax liability with 715 shares, increasing direct ownership by 28% to 7,031 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg was granted 7,437 shares and covered exercise/tax liability with 1,293 shares, increasing direct ownership by 42% to 20,764 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Field Emily was granted 1,122 shares, increasing direct ownership by 137% to 1,939 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Enyedi Matthew sold $675,192 worth of shares (2,109 units at $320.15), was granted 3,975 shares and covered exercise/tax liability with 1,333 shares, increasing direct ownership by 4% to 14,121 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Cohen Marc Eliot was granted 1,940 shares and covered exercise/tax liability with 483 shares, increasing direct ownership by 36% to 5,488 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- President and CFO Audette Matthew J was granted 8,776 shares, covered exercise/tax liability with 2,351 shares and sold $506,715 worth of shares (1,581 units at $320.50), increasing direct ownership by 29% to 21,382 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Khanna Somesh was granted 139 shares (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Schifter Richard P gifted 1,145 shares, decreasing direct ownership by 3% to 38,080 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Morningstar Matthew was granted 1,715 shares, increasing direct ownership by 297% to 2,293 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Chief Executive Officer Steinmeier Richard sold $1,876,482 worth of shares (5,058 units at $370.99) and gifted 275 shares, decreasing direct ownership by 35% to 9,326 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg sold $278,231 worth of shares (750 units at $370.97), decreasing direct ownership by 5% to 14,620 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Thomas Corey E. was granted 4 shares, increasing direct ownership by 0.03% to 13,834 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Schifter Richard P was granted 14 shares, increasing direct ownership by 0.04% to 39,225 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Putnam James S was granted 7 shares, increasing direct ownership by 0.01% to 136,658 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Mnookin Allison was granted 2 shares, increasing direct ownership by 0.02% to 11,043 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Jambusaria Aneri sold $28,198 worth of shares (80 units at $352.48), decreasing direct ownership by 1% to 5,502 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Glavin William Francis Jr was granted 10 shares, increasing direct ownership by 0.04% to 23,322 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Eberhart Paulett was granted 4 shares, increasing direct ownership by 0.02% to 17,038 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Bernard Edward C was granted 3 shares, increasing direct ownership by 0.02% to 15,191 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg sold $564,647 worth of shares (1,500 units at $376.43), decreasing direct ownership by 9% to 15,370 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg sold $235,814 worth of shares (750 units at $314.42), decreasing direct ownership by 4% to 16,870 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Principal Accounting Officer Reeping Katharine covered exercise/tax liability with 56 shares, decreasing direct ownership by 3% to 1,972 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg sold $507,312 worth of shares (1,500 units at $338.21), decreasing direct ownership by 8% to 17,620 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Field Emily was granted 817 shares (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Thomas Corey E. was granted 4 shares, increasing direct ownership by 0.03% to 13,830 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Schifter Richard P was granted 14 shares, increasing direct ownership by 0.04% to 39,211 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Putnam James S was granted 7 shares, increasing direct ownership by 0.01% to 136,652 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Mnookin Allison was granted 2 shares, increasing direct ownership by 0.02% to 11,041 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Jambusaria Aneri sold $28,900 worth of shares (80 units at $361.25), decreasing direct ownership by 1% to 5,582 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Glavin William Francis Jr was granted 10 shares, increasing direct ownership by 0.04% to 23,312 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Eberhart Paulett was granted 4 shares, increasing direct ownership by 0.02% to 17,034 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Bernard Edward C was granted 3 shares, increasing direct ownership by 0.02% to 15,188 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg sold $561,069 worth of shares (1,500 units at $374.05), decreasing direct ownership by 7% to 19,120 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg sold $573,952 worth of shares (1,500 units at $382.63), decreasing direct ownership by 7% to 20,620 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Thomas Corey E. was granted 4 shares, increasing direct ownership by 0.03% to 13,826 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Schifter Richard P was granted 13 shares, increasing direct ownership by 0.03% to 39,197 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Putnam James S was granted 6 shares, increasing direct ownership by 0.00% to 136,644 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Mnookin Allison was granted 2 shares, increasing direct ownership by 0.02% to 11,039 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Glavin William Francis Jr was granted 10 shares, increasing direct ownership by 0.04% to 23,302 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg covered exercise/tax liability with 234 shares, decreasing direct ownership by 1% to 22,120 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Eberhart Paulett was granted 4 shares, increasing direct ownership by 0.02% to 17,030 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Cohen Marc Eliot covered exercise/tax liability with 44 shares, decreasing direct ownership by 1% to 4,031 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Bernard Edward C was granted 3 shares, increasing direct ownership by 0.02% to 15,185 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Gates Greg sold $568,300 worth of shares (1,500 units at $378.87), decreasing direct ownership by 6% to 22,354 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Schifter Richard P gifted 238 shares, decreasing direct ownership by 0.60% to 39,184 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Group Managing Director Jambusaria Aneri sold $30,719 worth of shares (80 units at $383.99), decreasing direct ownership by 1% to 5,662 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- Director Thomas Corey E. was granted 910 shares, increasing direct ownership by 7% to 13,822 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)