LPL Financial Holdings (LPLA) director Thomas received 1,060 shares
Insider transactions reported
Corey E. Thomas (director at LPL Financial Holdings Inc., LPLA) reported that they received 1,060 shares on May 15, 2026. After these transactions the filing shows 14,901 shares held directly.
- Reporting person
- Thomas Corey E.
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| May 15, 2026 | Grant or award (A) | Common Stock1, 2 | +1,060 | - | - | 14,901 direct |
Holdings before and after
- Common Stock: 13,841 to 14,901 direct
Footnotes from the filing
- 1. Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the 2021 Plan ). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 20, 2027. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the DDCP ) pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the Policy ).
- 2. Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.
Transaction codes in this filing
- Grant or award:
- Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.
FAQ
What did Thomas report in this LPLA Form 4?
Corey E. Thomas (director at LPL Financial Holdings Inc., LPLA) reported that they received 1,060 shares on May 15, 2026. After these transactions the filing shows 14,901 shares held directly.
How many LPLA shares does Thomas hold after this filing?
The filing shows 14,901 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code A mean on an SEC Form 4?
Code A marks a grant or award from the company under an exempt employee or director plan. Usually nothing is paid for it.
Historical context for LPLA
Across the 27 sessions after earlier LPLA headlines, the stock closed higher 17 times and lower 10 times, with a median move of 1.8% in either direction. This shows timing only: many things move a stock in a session, and these figures do not show that any headline caused a move.
| Session | Earlier headline | LPLA | SPY |
|---|---|---|---|
| May 19, 2026 | Davis Executive Wealth Joins LPL Strategic Wealth | -2.8% | -0.7% |
| May 15, 2026 | UPDATE – LPL Financial Wins Two Stevie Awards for Innovation in Artificial Intelligence Concepts | +0.5% | -1.2% |
| May 14, 2026 | LPL Financial Welcomes Fifteen:22 Financial Partnersand 1 other headline that session | -1.0% | +0.8% |
| May 7, 2026 | LPL Welcomes Paxara Wealth Partners to Linsco | -4.7% | -0.3% |
| May 5, 2026 | LPL Financial Welcomes Capital Investment Services | +2.1% | +0.8% |
| May 1, 2026 | LPL Financial Announces First Quarter 2026 Results | -4.6% | +0.3% |
Earlier insider filings at LPLA
- May 19, 2026Director Schifter Richard P was granted 1,060 shares, increasing direct ownership by 3% to 39,159 units (SEC Form 4)
- May 19, 2026Director Putnam James S was granted 712 shares, increasing direct ownership by 0.52% to 137,280 units (SEC Form 4)
- May 19, 2026Director Mulcahy Anne M was granted 1,060 shares, increasing direct ownership by 3% to 37,431 units (SEC Form 4)
- May 19, 2026Director Mnookin Allison was granted 712 shares, increasing direct ownership by 6% to 11,758 units (SEC Form 4)
- May 19, 2026Director Ko Albert J was granted 712 shares, increasing direct ownership by 28% to 3,299 units (SEC Form 4)
Keep researching LPLA
- LPLA insider tradesEvery buy and sale reported by LPL Financial Holdings Inc. officers, directors and large holders.
- What is Form 4?The SEC filing that reports a change in an insider's holdings, such as a purchase, sale, option exercise or grant, generally within two business days.
- Form 4 explainedForm 4 is the SEC filing that discloses when officers, directors and 10% owners buy or sell company stock, due within 2 business days. Learn every key field and code.
- Insider trading trackerThe latest insider buys and sales across every stock.
- LPLA earnings historyPast LPL Financial Holdings Inc. earnings releases, newest first.
- LPLA financial statementsRevenue, profit, cash flow and balance sheet from LPL Financial Holdings Inc.'s SEC filings.
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