Insiders · JFR

JFR insider transactions

Nuveen Floating Rate Income Fund (JFR) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

JFR insiders

Everyone who has filed a Form 3, 4, 5 or 144 at Nuveen Floating Rate Income Fund, latest first. Follow anyone to get their next filing.

• Terence J TothTrustee-$34.2K
• Parth DoshiVP, since August 2026
• Scott C. CaraherPortfolio Manager+$414K-$720K
• Joseph CastroEVP, Chief Risk & Compliance, since October 2025
• David J LambVice President-$31.4K
• Robert Tanner PageVP and Treasurer, since September 2025
• Nathaniel T. JonesVice President and Treasurer
• Matthew Thornton IIITrustee+$237K
• Albin F MoschnerTrustee+$18K-$175K
• Coale MechlinPortfolio Manager, since December 2024
• Marc CardellaVP and Controller, since December 2024
• Michael A PerryVice President+$108K
• Mary Beth RamsayVice President, since February 2024
• James N Nelson IIIVice President, since March 2024
• Michael A Forresterconsultant, since January 2024
• Loren M StarrTrustee, since January 2024
• Thomas J KennyTrustee, since January 2024
• Joseph A Boatengconsultant, since January 2024
• Brett BlackOfficer, since June 2022
• John M. McCannOfficer, since April 2022
• Joanne MederoInsider, since June 2021
• Amy B.R. LancellottaInsider, since June 2021
• Saba Capital Management, L.P.10% owner-$9.85M

Recent Form 3, 4, and 5 filings for JFR

• 62d
  Trustee Toth Terence J sold $34,153 worth of shares (4,464 units at $7.65), closing all direct ownership in the company (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 69d
  SEC Form 3 filed by new insider Doshi Parth

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 199d
  Portfolio Manager Caraher Scott C. bought $102,570 worth of shares (14,000 units at $7.33), increasing direct ownership by 31% to 59,440 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 259d
  SEC Form 3 filed by new insider Castro Joseph

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 311d
  Vice President Lamb David J sold $31,360 worth of shares (4,000 units at $7.84), decreasing direct ownership by 18% to 18,338 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 371d
  SEC Form 3 filed by new insider Page Robert Tanner

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 578d
  Portfolio Manager Caraher Scott C. bought $39,742 worth of shares (5,000 units at $7.95), increasing direct ownership by 12% to 45,440 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 595d
  Portfolio Manager Caraher Scott C. bought $126,000 worth of shares (15,000 units at $8.40), increasing direct ownership by 59% to 40,440 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 620d
  Vice President Lamb David J exercised 13,631 in-the-money shares at a strike of $8.20, increasing direct ownership by 157% to 22,338 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 620d
  Vice President and Treasurer Jones Nathaniel T. exercised 454 in-the-money shares at a strike of $8.20, increasing direct ownership by 145% to 768 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 620d
  Portfolio Manager Caraher Scott C. exercised 4,240 in-the-money shares at a strike of $8.20, increasing direct ownership by 20% to 25,440 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 620d
  Trustee Thornton Matthew Iii exercised 5,800 in-the-money shares at a strike of $8.20, increasing direct ownership by 20% to 34,800 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 620d
  Trustee Moschner Albin F exercised 6,903 in-the-money shares at a strike of $8.20, increasing direct ownership by 25% to 34,516 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 620d
  Trustee Toth Terence J exercised 744 in-the-money shares at a strike of $8.20, increasing direct ownership by 20% to 4,464 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 676d
  SEC Form 3 filed by new insider Mechlin Coale

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 706d
  SEC Form 3 filed by new insider Cardella Marc

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 768d
  Trustee Moschner Albin F sold $175,400 worth of shares (20,000 units at $8.77), decreasing direct ownership by 60% to 13,400 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 973d
  Perry Michael A bought $107,888 worth of shares (12,444 units at $8.67) (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 973d
  SEC Form 3 filed by new insider Ramsay Mary Beth

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 976d
  SEC Form 3 filed by new insider Nelson James N Iii

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1033d
  SEC Form 3 filed by new insider Forrester Michael A

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1034d
  SEC Form 3 filed by new insider Starr Loren M

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1034d
  SEC Form 3 filed by new insider Kenny Thomas J

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1034d
  SEC Form 3 filed by new insider Boateng Joseph A

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1060d
  Thornton Matthew Iii bought $236,643 worth of shares (29,000 units at $8.16) (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1132d
  Caraher Scott C. sold $233,074 worth of shares (29,503 units at $7.90), decreasing direct ownership by 39% to 47,056 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1137d
  Caraher Scott C. sold $283,934 worth of shares (35,000 units at $8.11), decreasing direct ownership by 31% to 76,559 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1139d
  Caraher Scott C. sold $203,213 worth of shares (25,000 units at $8.13), decreasing direct ownership by 22% to 89,559 units (SEC Form 4)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1158d
  SEC Form 4: Moschner Albin F bought $18,016 worth of shares (2,200 units at $8.19), increasing direct ownership by 8% to 30,400 units

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1195d
  SEC Form 4: Lamb David J acquired 4,707 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1195d
  SEC Form 4: Moschner Albin F acquired 3,000 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1195d
  SEC Form 4: Jones Nathaniel T. acquired 970 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1195d
  SEC Form 4: Caraher Scott C. acquired 114,559 shares

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1616d
  SEC Form 3 filed by new insider Black Brett

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1663d
  SEC Form 3 filed by new insider Mccann John M.

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1950d
  SEC Form 3 filed by Lancellotta Amy B.R.

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 1950d
  SEC Form 3 filed by Medero Joanne

  3 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2016d
  SEC Form 4: Saba Capital Management, L.P. sold $88,605 worth of Common Stock (9,317 units at $9.51)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2020d
  SEC Form 4: Saba Capital Management, L.P. sold $1,926,025 worth of Common Stock (201,467 units at $9.56)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2022d
  SEC Form 4: Saba Capital Management, L.P. sold $980,408 worth of Common Stock (102,446 units at $9.57)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2026d
  SEC Form 4: Saba Capital Management, L.P. sold $240,464 worth of Common Stock (25,075 units at $9.59)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2028d
  SEC Form 4: Saba Capital Management, L.P. sold $489,609 worth of Common Stock (50,834 units at $9.63)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2033d
  SEC Form 4: Saba Capital Management, L.P. sold $840,488 worth of Common Stock (87,152 units at $9.64)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2035d
  SEC Form 4: Saba Capital Management, L.P. sold $1,807,062 worth of Common Stock (186,239 units at $9.70)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2037d
  SEC Form 4: L.P. Management, Capital Saba sold $3,482,304 worth of Common Stock (357,027 units at $9.75)

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2071d
  SEC Form 4: C. Scott Caraher bought $65,974 worth of Common Stock (7,000 units at $9.42), increasing direct ownership by 47% to 22,000 units

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)
• 2079d
  SEC Form 4: C. Scott Caraher bought $79,294 worth of Common Stock (9,000 units at $8.81), increasing ownership by 150% to 15,000 units

  4 - NUVEEN FLOATING RATE INCOME FUND (0001276533) (Issuer)