AgeX Therapeutics (AGE) executive West acquired 3,125 shares
Insider transactions reported
Michael D West (executive at AgeX Therapeutics Inc., AGE) reported that they acquired 3,125 shares, and gave up 1,281 shares at $0.69 to cover taxes or an exercise price on Mar 11, 2022. After these transactions the filing shows 40,415 shares held directly.
- Reporting person
- West Michael D
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Mar 11, 2022 | Exercise or conversion of a derivative (M) | Common Stock, $0.0001 par value | +3,125 | - | - | 41,696 direct |
| Mar 11, 2022 | Shares withheld for taxes or exercise price (F) | Common Stock, $0.0001 par value1 | -1,281 | $0.69 | $887 | 40,415 direct |
Options and other derivatives
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Mar 11, 2022 | Exercise or conversion of a derivative (M) | Restricted Stock UnitsOn 3,125 Common Stock2 | -3,125 | - | - | 12,500 direct |
Holdings before and after
- Common Stock, $0.0001 par value: 38,571 to 40,415 direct
- Restricted Stock Units: 15,625 to 12,500 direct
Footnotes from the filing
- 1. Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4.
- 2. Restricted Stock Units vested on March 11, 2022.
Transaction codes in this filing
- Exercise or conversion of a derivative:
- Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did West report in this AGE Form 4?
Michael D West (executive at AgeX Therapeutics Inc., AGE) reported that they acquired 3,125 shares, and gave up 1,281 shares at $0.69 to cover taxes or an exercise price on Mar 11, 2022. After these transactions the filing shows 40,415 shares held directly.
How many AGE shares does West hold after this filing?
The filing shows 40,415 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code M mean on an SEC Form 4?
Code M marks the exercise or conversion of an option or other derivative under an exempt plan.
Historical context for AGE
Earlier insider filings at AGE
- Mar 11, 2022SEC Form 4 filed by Juvenescence Ltd
- Feb 14, 2022SEC Form 4 filed by Juvenescence Ltd
- Feb 4, 2022SEC Form 4 filed by Hackett Joanne M.
- Dec 15, 2021SEC Form 4: West Michael D converted options into 3,125 shares and covered exercise/tax liability with 1,081 shares, increasing direct ownership by 6% to 38,571 units
- Sep 22, 2021SEC Form 4: West Michael D converted options into 3,125 units of Common Stock and covered exercise/tax liability with 1,081 units of Common Stock, increasing direct ownership by 6% to 36,527 units
Keep researching AGE
- AGE insider tradesEvery buy and sale reported by AgeX Therapeutics Inc. officers, directors and large holders.
- What is Form 4?The SEC filing that reports a change in an insider's holdings, such as a purchase, sale, option exercise or grant, generally within two business days.
- Form 4 explainedForm 4 is the SEC filing that discloses when officers, directors and 10% owners buy or sell company stock, due within 2 business days. Learn every key field and code.
- Insider trading trackerThe latest insider buys and sales across every stock.
- Market cap
- 30-day
- Sector
- Health Care
- Industry
- Biotechnology: Pharmaceutical Preparations
- Listed since
- 2018
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