Funds · JOF

Who owns JOF?

Institutional ownership of Japan Smaller Capitalization Fund Inc from Form 13F, Q2 2026

57 institutional managers reported holding Japan Smaller Capitalization Fund Inc (JOF) in Form 13F filings for Q2 2026, with 20,709,751 shares worth $244M. The largest reported holder was Allspring Global Investments Holdings, LLC. Managers that filed both quarters cut a net 1,145,376 shares (-5.2%). 12 opened new positions and 10 sold out.

Funds holding
57
Value held
$244M
New / sold out
12 / 10
Net shares, same filers
-5.2%

Holdings as of June 30, 2026, the end of Q2 2026. Managers have 45 days after a quarter ends to file Form 13F (by August 14, 2026 for Q2 2026), so positions may have changed since.

Largest holders of JOF

FundValueShare of 13F holdingsSharesMove
Allspring Global Investments Holdings, LLC$52.8M21.6%4,483,067Trimmed
City of London Investment Management Co LTD$45.9M18.8%3,894,571Added
Lazard Asset Management LLC$41.9M17.2%3,560,978Added
1607 Capital Partners, LLC$32.1M13.2%2,724,109Trimmed
Saba Capital Management, L.P.$23.0M9.4%1,948,781Added
Bank of America Corp$5.2M2.1%443,293Unchanged
Karpus Management, Inc.$4.9M2.0%417,754Trimmed
Almitas Capital LLC$4.6M1.9%386,375Trimmed
Morgan Stanley$3.4M1.4%289,647Trimmed
Pekin Hardy Strauss, Inc.$3.3M1.4%281,705Added
Raffles Associates LP$2.6M1.1%221,934Added
Mraz, Amerine & Associates, Inc.$2.4M1.0%202,362Added
Bulldog Investors, LLP$2.2M0.9%187,557Added
Flagship Harbor Advisors, LLC$1.9M0.8%162,571New
LPL Financial LLC$1.8M0.7%150,688Added
Altium Capital Management LLC$1.8M0.7%150,412Unchanged
Raymond James Financial Inc$1.3M0.5%106,861Added
CIBC World Market Inc.$1.2M0.5%105,444Added
Hara Capital LLC$1.2M0.5%98,764Trimmed
Shaker Financial Services, LLC$1.1M0.4%93,079Added
Verition Fund Management LLC$937K0.4%79,538Trimmed
CSS LLC$809K0.3%68,679Added
Baird Financial Group, Inc.$747K0.3%63,423Unchanged
Bard Associates Inc$687K0.3%58,289Added
Barry Investment Advisors, LLC$677K0.3%57,510Trimmed

Share of 13F holdings is each fund's shares as a share of the 20,709,751 JOF shares all 13F filers reported, not of shares outstanding.

The change in shares since the quarter before, adjusted for stock splits and priced at the Q2 2026 value per share. Funds bought $14.8M and sold $28.0M; 16 added and 14 trimmed.

Questions about JOF ownership

Who owns JOF stock?
57 institutional investment managers reported JOF positions in their Form 13F filings for Q2 2026, holding 20,709,751 shares worth $244M in total. Allspring Global Investments Holdings, LLC reported the largest position.
Are funds buying or selling JOF?
In Q2 2026, 12 managers opened new JOF positions, 16 added, 14 trimmed and 10 sold out. Managers that filed in both quarters sold a net 1,145,376 shares.
How current is this JOF institutional ownership data?
It covers holdings as of the end of Q2 2026. Managers have 45 days after the quarter ends to file Form 13F (by August 14, 2026 for Q2 2026), so positions may have changed since.

From the SEC's Form 13F data sets for Q2 2026: every 13F holdings report, matched to JOF by CUSIP. Options are left out. JOF news and filings · JOF insider trades · Top funds